As a newly authorised firm, we know there's a lot of information to take in. To get you started, learn about the systems you'll use and things you need to know.
All authorised firms need to meet regulatory obligations when providing regulated financial services and products, including reporting to us regularly and having controls in place to prevent financial harm.
Information for all firms
Systems you will use |
Connect RegData Online invoicing |
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Getting started |
Tasks for authorised firms Stay up to date Contact us |
Other information |
FCA Handbook Portfolio letters Financial crime Financial promotions and adverts Consumer Duty Treating vulnerable customers fairly Requirements of approved persons Fees and levies |
We might also contact you about taking part in our Early and High Growth Oversight programme, which provides in-depth support to some newly authorised firms, depending on your sector, to help you get used to your regulatory status and understand your obligations.