Information on enforcement investigations into non-financial misconduct - December 2020


Reference Case Number: FOI7821

Freedom of Information: Right to know request:

  • How many investigations has the FCA opened into non-financial misconduct in 2018, 2019 and 2020? 
  • How many of those investigations focus on individuals classed as senior managers? 
  • How many active investigations does the FCA have into non-financial misconduct

FCA response:

Refer to supporting document below.

Supporting document

FOI7821 response[1]

Date of Release:

More information

Freedom of Information[2]

Source URL: https://www.fca.org.uk/freedom-information/information-enforcement-investigations-non-financial-misconduct-december-2020

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