This page contains information about fines published during 2025. The total amount of fines so far is £2,050,862.53.
| Firm or individual fined | Date | Amount | Reason |
|---|---|---|---|
| Mako Financial Markets Partnership LLP[1] | 17/02/2025 | £1,662,700 | This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firm sector. We imposed a financial penalty. |
| Infinox Capital Limited[2] | 27/01/2025 | £99,200 | This Final Notice refers to breaches of Article 26(1) of MiFIR related to a failure to report transactions in the trading firm sector. We imposed a financial penalty. |
| Arian Financial LLP[3] | 9/01/2025 | £288,962.53 | This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firm sector. This case was referred to the Upper Tribunal and a judgment was issued on 11 November 2024. We imposed a financial penalty. |
: Link changed Moved previous years' fines to expandable menu
