CP23/14: Quarterly Consultation Paper No. 40

Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

Read CP23/14: Quarterly Consultation Paper No 40 (PDF)[1]

What we are consulting on this quarter

We are proposing to:

make corrections and clarifications to MIFIDPRU 7 and SUP 16
introduce a post-trade transparency deferral for exchange traded fund (ETF) transactions executed at net asset value (NAV)
clarify the scope of the ban on offering retail clients incentives to invest in high-risk investments

Who this applies to

This will be relevant if you or your firm has any interest in the subjects mentioned above.

Next steps

Online response form[2]

We want to know what you think of our proposals. Please use this online form or alternatively email: [email protected]
Comments should reach us by 10 July 2023 for Chapter 2, 3 and 4.

Further information

For more information, please view the FCA Handbook[3].

First published: 02/06/2023 Last updated: 02/06/2023