CP24/18: Quarterly Consultation Paper No. 45

Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

CP24/18: Quarterly Consultation Paper No. 45 (PDF)[1]

What we are consulting on this quarter

Proposed changes:

to change the definition of ‘firm’ to clarify that designated coordination bodies fall within the remit of the Enforcement Guide[2] and Decision Procedure and Penalties Manual[3]
to allow a non-Undertakings for the Collective Investment in Transferable Securities retail scheme to be exposed to long-term asset funds without the constraints of the second scheme rules

Who this applies to

This will be relevant if you or your firm has any interest in the subjects mentioned above.

Next steps

This consultation has now closed.

We will publish feedback on responses in a Handbook Notice once we have reviewed your comments.

Further information

For more information, please view the FCA Handbook[4].

15/10/2024 : Information changed Removed link to respond, as consultation has closed.

First published: 06/09/2024 Last updated: 15/10/2024 See all updates