Regulatory reporting

Find out more about the type of reports you should be sending us to comply with our regulatory requirements.

All firms

Annual accounts and reports[1]  |  Annual controllers reporting[2]  |  Client asset reports[3]  |  Client money and assets reporting[4]  |  Market data reporting[5]  |  Product sales data reporting[6]  |  Reporting complaints[7]  |  Where to submit your returns[8]

Banks

Compliance reporting: banks[9]  |  COREP and FINREP reporting[10]

​Financial advisers

Adviser reporting requirements[11] 

Insurance firms

Reporting requirements: insurance firms[12]  |  Persistency reports: insurance companies[13]

Investment firms

Transaction reporting[14] | Investment Firms Prudential Regime (IFPR)[15]

Mortgage and home finance firms

Mortgage lending and administration return (MLAR)[16]  |  Sale and rent back firms: reporting requirements[17]

​Authorised professional firms[18]

: Link changed Removing out-of-date links
: Link added Adding links to COREP and FINREP, and IFPR
: Editorial amendment website refresh menu update
: Editorial amendment page update as part of the website refresh
First published: Last updated: 02/04/2025 See all updates

In this section

Changes to regulatory reporting during coronavirus[19]
Adviser reporting requirements [11]
Annual accounts and reports[1]
Annual controllers reporting[2]
Client asset reports[3]
Client money and assets reporting[4]
Close links[20]
Compliance reporting: banks[9]
Consumer credit reporting[21]
Capital requirements reporting[22]
Reporting requirements: insurance firms[12]
Mortgage lending and administration return (MLAR)[16]
Persistency reports: insurance companies[13]
Product sales data reporting[6]
Prudential valuation reporting[23]
Remuneration data reporting[24]
Reporting complaints[7]
Reporting requirements: sale and rent back firms[17]
Payment Protection Insurance (PPI) reporting form[25]
Where to submit your returns[8]

Source URL: https://www.fca.org.uk/firms/regulatory-reporting

Links