Regulatory reporting

Find out more about the type of reports you should be sending us to comply with our regulatory requirements.

All firms

Annual accounts and reports[1]  |  Annual controllers reporting[2]  |  Client asset reports[3]  |  Client money and assets reporting[4]  |  Market data reporting[5]  |  Product sales data reporting[6]  |  Remuneration data reporting[7]  |  Reporting complaints[8]  |  Where to submit your returns[9]

Banks

Compliance reporting: banks[10]  |  Prudential valuation reporting[11]   

​Financial advisers

Adviser reporting requirements[12] 

Insurance firms

Reporting requirements: insurance firms[13]  |  Payment Protection Insurance (PPI) reporting form[14]  |  Persistency[15] reports: insurance companies[15]

Investment firms

Transaction reporting[16]

Mortgage and home finance firms

Mortgage lending and administration return (MLAR)[17]  |    Sale and rent back firms: reporting requirements[18]

​Authorised professional firms[19]

: Editorial amendment website refresh menu update
: Editorial amendment page update as part of the website refresh
First published: Last updated: 13/03/2023 See all updates

In this section

Changes to regulatory reporting during coronavirus[20]
Adviser reporting requirements [12]
Annual accounts and reports[1]
Annual controllers reporting[2]
Client asset reports[3]
Client money and assets reporting[4]
Close links[21]
Compliance reporting: banks[10]
Consumer credit reporting[22]
Capital requirements reporting[23]
Reporting requirements: insurance firms[13]
Mortgage lending and administration return (MLAR)[18]
Persistency reports: insurance companies[16]
Product sales data reporting[6]
Prudential valuation reporting[11]
Remuneration data reporting[7]
Reporting complaints[8]
Reporting requirements: sale and rent back firms[19]
Payment Protection Insurance (PPI) reporting form[14]
Where to submit your returns[9]

Source URL: https://www.fca.org.uk/firms/regulatory-reporting

Links