Publications
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Showing 881 to 890 of 1252 search results.
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Consultation Response: FCA’s use of temporary product intervention rules (FCA CP12/35) [pdf]
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Consultation Response: Capital regime for SIPP operators (FCA CP 12/33) [pdf]
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Letter to Sharon Bowles MEP: Banning commission for investment advice in MiFID 2 [pdf]
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Consultation Response: Secondary Legislation under the Financial Services Act 2012 (HM Treasury) [pdf]
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Consultation Response: Journey to the FCA (FSA) [pdf]
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Consultation Response: Regulatory Reform: PRA and FCA regimes relating to aspects of authorisation and supervision (CP12/24) [pdf]
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Consultation Response: Addressing the implications of non-EEA national depositor preference regimes (CP 12/23) [pdf]
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Consultation Response: Regulatory reform: the PRA and FCA regimes for Approved Persons (CP12/26) [pdf]
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Speech by Mike Dailly at the University of Glasgow Ethics Colloquium: Regulating banks and financial services [pdf]
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Consultation Response: Guidelines on remuneration policies and practices under MiFID (ESMA) [pdf]