Data Bulletin launches
We are proposing restrictions on the sale of mutual society shares and distribution of CoCos to ordinary retail investors.
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Our Innovation Hub will support innovation in financial services, promoting effective competition.
Investment scams are designed to look like genuine investments.
We have published our first quarterly round-up of data we collect from firms.
Firms now have to use our new system called Connect to submit most applications and notifications to us.
See how to avoid scams or make a complaint
See what we do to make markets work well
Firms must be authorised by us, or have interim permission, to offer consumer credit.
Check if a firm, individual or investment scheme is, or has been, regulated by us.
Submit or validate regulatory data, notifications and other returns.
The FCA has serious concerns that investors’ pensions are being put at risk.
In this paper we outline proposed new rules for a charge cap for default funds used for automatic enrolment in workplace pension schemes and for banning certain charging practices.
Sesame Ltd, the UK’s largest network of financial advisers, has been fined £1,598,000 by the Financial Conduct Authority (FCA) for setting up a pay-to-play scheme.
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