Firms Firms and individuals must be authorised or registered to carry out certain activities. See our information and resources for your firm. Quick links Financial Services Register RegData FCA Handbook Connect Annual fees: online invoices Authorisation: new to regulation Topics Tasks for regulated firms Appointed representatives Approved persons Change in control Firm details – change and attest Regulatory reporting Variation of permission Your business Client money and assets Fees and levies Financial crime Operational resilience Training and competence Whistleblowing Your customers Access to cash Cost of living Fair treatment of customers Financial promotions and adverts Unfair contract terms Treating vulnerable consumers fairly /firms/consumer-duty Consumer Duty Our new Duty sets higher and clearer standards of consumer protection across financial services, and requires firms to put their customers’ needs first. How your firm can implement it Find out more on Authorisations See if your firm needs to be authorised or registered, how to apply or cancel, and the required fees. Find out more Senior Managers and Certification Regime The SM&CR aims to reduce harm to consumers and strengthen market integrity. How it applies to your firm Latest consultations CP24/30: A new product information framework for Consumer Composite Investments CP24/29: Private Intermittent Securities and Capital Exchange System: sandbox arrangements DP24/4: Regulating cryptoassets – Admissions & Disclosures and Market Abuse Regime for Cryptoassets CP24/28: Operational Incident and Third Party Reporting GC24/6: Primary Market Bulletin No. 53 Show all consultations Latest policy and guidance PS24/19: Enhancing the National Storage Mechanism FG24/7: Primary Market Bulletin No. 53 PS24/17: Financial Crime Guide updates FG24/6: Guidance for firms that enables a risk-based approach to payments PS24/18: Further temporary changes to handling rules for motor finance complaints Latest policy and guidance Sign up to Regulation Round-up, our monthly newsletter to firms on hot topics, events and sector news. Email Submit Manage your subscriptions Leave this field blank
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