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Primary Market Technical Note 706.2: Sponsors: Innovative structures and schemes [pdf]
TN 706.2: Sponsors: Innovative structures and schemes -
Primary Market Technical Note 701.4: Sponsors: Identifying and managing conflicts [pdf]
TN 701.4: Sponsors: Identifying and managing conflicts -
Primary Market Procedural Note 910.3: Additional powers to supervise sponsors [pdf]
PN 910.3: Additional powers to supervise sponsors -
Primary Market Procedural Note 912.2: Sponsor Service Enquiry Line [pdf]
PN 912.2: Sponsor Service Enquiry Line -
Primary Market/TN/205.3- Circulation and publication of unapproved documents [pdf]
Primary Market/TN/205.3- Circulation and publication of unapproved documents -
Primary Market Procedural Note 909.3: Sponsor firms – Ongoing requirements during re-organisations [pdf]
PN 909.3: Sponsor firms – Ongoing requirements during re-organisations -
Primary Market Technical Note 801.3: Disclosures in relation to ESG matters, including climate change [pdf]
Primary Market Technical Note 801.3: Disclosures in relation to ESG matters, including climate change -
Primary Market Technical Note 802.2: TCFD aligned climate-related disclosure requirements for listed companies [pdf]
Primary Market Technical Note 802.2: TCFD aligned climate-related disclosure requirements for listed companies. -
Primary Market Technical Note 713.2: Sponsors: Application of principle to deal with the FCA in an open and co-operative manner [pdf]
TN 713.2: Sponsors: Application of principle to deal with the FCA in an open and co-operative manner -
Primary Market Technical Note 624.2: Operating and financial reviews [pdf]
Primary Market Technical Note 624.2: Operating and financial reviews