Showing 1 to 10 of 15655 search results.

1. CP24/21: Investment research payment optionality for fund managers [pdf]

   Consultation papers Published: 05/11/2024
   We are consulting on applying investment research payment optionality to funds in line with those applying to segregated asset.

2. PS24/14: Improving transparency for bond and derivatives markets [pdf]

   Policy statements Published: 05/11/2024
   The FCA sets out changes to the UK bond and derivative transparency regime, including a Discussion Paper on the future of systematic internalisers.

3. Notice of Decision 2024: R&T Music Limited [pdf]

   Decision notices Published: 05/11/2024
   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4. Notice of Decision 2024: C & M Bathrooms Limited [pdf]

   Decision notices Published: 05/11/2024
   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.      

5. Notice of Decision 2024: The Leasing Lounge Ltd [pdf]

   Decision notices Published: 05/11/2024
   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

6. Short positions disclosed to us [xlsx]

   Data Published: 05/11/2024 Last modified: 05/11/2024
   The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.

7. Notice of Decision 2024: David Smith t/a Bristol Minis [pdf]

   Decision notices Published: 05/11/2024
   The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

8. CP24/21: Investment research payment optionality for fund managers

   Investments Consultation papers Published: 05/11/2024 Last modified: 05/11/2024
   We want your feedback on our proposals to improve the investment research market.

9. PS24/14: Improving transparency for bond and derivatives markets

   Policy statements Published: 05/11/2024 Last modified: 05/11/2024
   We are consulting on proposed changes to the bond and derivative transparency regime in the UK.

10. DP24/1: Regulation of commercial and bespoke insurance business - reopened questions [pdf]

    Discussion papers Published: 04/11/2024
    We are seeking further feedback on DP24/1 to gather more information about the impact of our options.