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Handbook Notice 132 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 26 June, 30 June, 10 July, 18 July and 31 July 2025. -
Final Notice 2025: Sigma Broking Limited [pdf]
This Final Notice (Sigma Broking Limited) refers to breaches of PRIN 3 and MiFIR related to transaction reporting in the trading firm sector. We imposed a financial penalty. -
Short positions disclosed to us [xlsx]
The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA. -
Notice of Decision 2025: J.D. AUTOS (N.I.) LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA 2025/26 Q1: Number of skilled persons reports commissioned [pdf]
Number of skilled persons reports commissioned in 2025/26 Q1 (1 April 2025 – 30 June 2025). -
Notice of Decision 2025: House & Jackson LLP [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
FOI12273 Annex B [csv]
FOI12273 Annex B -
FOI12213 Annex A [csv]
A tabulated summary of salutations (eg Mr, Mrs etc) for all SMF applications for UK listed insurers for the last 12 months. -
FOI12331 Annex A [csv]
List of the average fee charged by mortgage brokers to consumers. -
Notice of Decision 2025: Jonathan Burge [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.