FCA Warning List of unauthorised firms

Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

First published: 03/04/2016 Last updated: 26/07/2024 See all updates

Almost all financial firms in the UK must be authorised or registered by us.

Unfortunately, there are still firms that work without our authorisation.

Check our Financial Services Register to find out if a firm is authorised. If you can’t find a firm on the FS Register, contact us on 0800 111 6768.

 

Make sure you only deal with authorised firms. If you deal with an unauthorised firm, you won’t be covered by the Financial Ombudsman Service or Financial Services Compensation Scheme (FSCS) if things go wrong.

Search the Warning List

Our Warning List shows the firms that we’re concerned are working without our permission.  

We add firms to this list as soon as possible. But if a firm isn’t on the list, it may still be unauthorised or be a scam. Unauthorised firms often change their names, and we may not be aware of it yet. 

To use the list, you can: 

  • search for an unauthorised firm using the search bar 
  • filter results by the first letter of the firm 
  • click on the 'Name' column to order firms from A to Z 

If you’re dealing with an overseas firm, check the list of warnings from overseas regulators.

Subscribe to the RSS feed for regular updates

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Displaying 12101 - 12200 of 14126
Name Date added Date updated
Kerona Trading Ltd (updated)
Swiss Key Equity (updated)
Research Capital (updated)
Kline Management Group (updated)
Walker Financial Management (clone of FCA authorised firm) (updated)
Smith and Stanley Corporate Consultants (updated)
Willmont Financial SL (updated)
Network Capital Partners (updated)
World Market Resources (updated)
World Trade Financial Corporation (updated)
Maxwell Fleming & Associates (updated)
Mercantilebanc Securities Inc (updated)
Waterhouse Scott Ltd (updated)
Stein Banc Commerce (updated)
Liberty First Financial Services (updated)
Total Asset Management (updated)
Office Administration Services Limited (updated)
Webster; Cohen & Galombik Inc (updated)
Morgan Young Financial Consultants (updated)
Richard Watson Associates (updated)
Premier Equities Limited (updated)
Tresaderns & Partners SL (updated)
Yee Seng Global (updated)
Norwich Capital Mutual Funds Limited (updated)
Pan Pacific Financial (updated)
Titan Financial Services (clone of FCA authorised firm) (updated)
Thompson Weinberg (updated)
Marketing Services International (updated)
Reichman Advisory SL (updated)
Pacific Federal SA (updated)
United World Capital Ltd (clone of FCA authorised firm) (updated)
M & A Global group (updated)
Walker Stone (updated)
Windsor Asset Management (updated)
Union Partners SL (formerly Goldberg Kravitz SL) (updated)
Livingstone Asset Management (updated)
World Pension Plus (updated)
Walten Pichler (www.waltenpichler.com) (clone of FCA authorised firm) (updated)
Hyda Florsbanc (updated)
Collins Tate & Murchison (updated)
Handel Ross Advisory (updated)
Paul Fairbrother (clone of FCA authorised firm) (updated)
Hexagon Capital Management (updated)
Rolf Muller (clone of FCA authorised firm) (updated)
Lansley Everett and Moore LLC (updated)
Euro Nano Inv (updated)
Carter & Campbell (updated)
HCG International (updated)
Hamilton House International (www.hamiltonhouseint.com) (updated)
Hawkes Barratt Rossi Trading (aka HBR Trading) (updated)
Harris Trust Private Wealth Management (www.harris-trust.com) (updated)
Leed Finance Services UK (www.leedfinance.co.uk; www.leed-finance.com) (updated)
Harrington Lloyd (updated)
Hemmingway Asset Management (updated)
Hawke Asset Management (updated)
Lewis Freedmann (updated)
KB Vision Limited (updated)
Kennedy & Company (updated)
Keswick Group (updated)
Moe Securities (updated)
Managed Savings Company Limited (updated)
Washington; D.C. Securities Division (www.uswsd.org) (updated)
Westbrook Acquisition Authority (www.westbrookacquisitionauthority.com) (updated)
Warren Sitco & Company (updated)
Weisberg & Cohen LLC (www.weisbergcohen.com) (updated)
Westernfield Holdings (updated)
Waight and Caffie Company Ltd (updated)
Wentworth and Gerrard International Capital (www.wginternationalcapital.com) (updated)
West Finance Limited (updated)
World Exchange Markets WEM SL (updated)
World Energy Holdings and Research PLC (updated)
Voyager Investment Management (updated)
VGRM Limited (updated)
Viking Gold Resources and Mining (updated)
UST Financial Services Corp (updated)
Zane Hegarty (updated)
Paul Atwal (updated)
Transatlantic Group Mergers & Acquisitions (updated)
Fairtrade Wealth Management (www.ftwealthmanagement.com) (updated)
Wellz Zable Limited (updated)
Tsuen Wan International (updated)
Golden Equity Solutions (updated)
Grosvenor Investor Wealth Management (Grosvenor FMS Ltd) (updated)
Rayburn Watson and Associates (updated)
Green Brook International (updated)
Greenwich Equities Consulting (updated)
Global Ventures Capital Partners (updated)
GNB Investments Finance LLC (updated)
KBP Insurance Service Limited aka KBP Financial Services Limited (clone of FCA authorised firm) (updated)
European Financial Service (www.europeanfinancialservice.co.uk) (updated)
Euroswiss Settlements Limited (updated)
EuroAtlanticTrading.com (updated)
Euro Advisory (updated)
QS Liberty Funding Corp LTD (updated)
Eurotrust Advisors (www.eurotrustadvisors.com) (updated)
Vickers Equities & Research (updated)
Dean Witter Consultancy (updated)
Crandale Group (updated)
Churchill Advisory (updated)
Claymore Capital (updated)

How to protect yourself

Be cautious of scammers pretending to be from authorised firms. They could be clone firms (a copy of a genuine firm). If you're called unexpectedly by a financial services firm, always ring them back using the number on the FS Register.

If you think you’ve been targeted by a scam, please report it to us online. We look into every report we receive, and it could help protect others from fraudsters.

Learn more about how to protect yourself from scams.

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Financial Services Register

You can check our FS Register to make sure a firm or individual is authorised.

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Protect yourself from scams

Scams can be sophisticated, but if it sounds too good to be true, it probably is.

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Your rights with financial services

What to expect from providers, and what to do if something goes wrong.

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Page updates

: Link added Sign up to alerts added in right hand navigation.
: Editorial amendment Small changes including it may still be unauthorised or be a scam.
: Editorial amendment Page update as part of the website refresh
: Editorial amendment Update to 'Using the Warning List'
: Information added Use quotes to search for an exact match ("firm name")
: Information changed Money Advice Service to MoneyHelper

09/08/2019: Information added Further instructions provided to assist with searching firm list