FCA Warning List of unauthorised firms

Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

First published: 03/04/2016 Last updated: 26/07/2024 See all updates

Search the Warning List

Our Warning List shows the firms that we’re concerned are working without our permission.

We add firms to this list as soon as possible. But if a firm isn’t on the list, it may still be unauthorised or be a scam. Unauthorised firms often change their names, and we may not be aware of it yet.

To use the list, you can:

search for an unauthorised firm using the search bar
filter results by the first letter of the firm
click on the 'Name' column to order firms from A to Z

If you’re dealing with an overseas firm, check the list of warnings from overseas regulators.

Subscribe to the RSS feed for regular updates

Warnings feed RSS

Displaying 12801 - 12900 of 14126

Name	Date added	Date updated
Brookes and Hargreaves (new)	16/01/2014	16/01/2014
Pan National Bank (updated)	01/04/2013	16/01/2014
Redford Securities International (new)	15/01/2014	15/01/2014
Manhattan Finance Company (new)	15/01/2014	15/01/2014
Summers Associates Ltd (new)	15/01/2014	15/01/2014
North Atlantic Oil & Gas (updated)	21/06/2010	15/01/2014
William Smith and Company (www.williamsmithandcompany.com) (updated)	16/02/2011	15/01/2014
Swiss Investor Club AG (updated)	28/10/2013	15/01/2014
Focus AIM (updated)	07/05/2008	15/01/2014
Anthony Michael Naughton (updated)	11/01/2006	15/01/2014
Jarvis Cohen Associates (new)	10/01/2014	10/01/2014
[email protected] (clone of FCA authorised firm) (new)	10/01/2014	10/01/2014
Rothridge Consulting Group (updated)	23/11/2011	10/01/2014
Hollymead PLC (formerly 03 Fincoop PLC) (updated)	04/11/2011	09/01/2014
Hutchinson Partners (updated)	16/01/2013	09/01/2014
Protected Today (new)	31/12/2013	31/12/2013
Prime Solutions; Inc. (updated)	13/02/2012	31/12/2013
Crown ING Group (updated)	12/10/2009	31/12/2013
Harrington Management Ltd (updated)	27/09/2005	13/12/2013
HVC Asset Management Limited (www.hypovc.com) (updated)	16/03/2011	13/12/2013
Hachiro Mergers & Acquisitions (updated)	29/04/2008	13/12/2013
Hampton Lloyd (updated)	23/06/2008	13/12/2013
Harrison-Stoltz & Associates (www.harrison-stoltz.com) (updated)	09/03/2012	13/12/2013
Harley Richard Financial Consultants (aka Harley Richard Group; aka Harley Richard Financial Consultants Europe) (updated)	29/05/2007	13/12/2013
Hilton Advisory (based in Germany) (updated)	24/10/2006	13/12/2013
Hampton Capital Management (updated)	06/05/2010	13/12/2013
Balfour Beatty (clone of FCA authorised firm) (updated)	03/06/2013	13/12/2013
Henderson Young (updated)	07/03/2005	13/12/2013
HC Consultants SL (updated)	08/08/2005	13/12/2013
Handle and Case (updated)	11/05/2007	13/12/2013
Hang Seng Financial (www.hangsengfinancial.com) (updated)	06/07/2010	13/12/2013
HVC Securities Limited (www.hypovc.com) (updated)	16/03/2011	13/12/2013
Hannover & Rothchild Consultancy (www.hannoverandrothchildconsultancy.com) (updated)	01/10/2012	13/12/2013
Honeybourne Funeral Service (www.honeybournefuneralservice.co.uk) (updated)	20/12/2012	13/12/2013
Hutton Associates (updated)	11/07/2010	13/12/2013
Heckart Associates LLC (www.heckartassociates.net) (updated)	24/10/2012	13/12/2013
Hamiltons Financial Services SL (updated)	30/07/2008	13/12/2013
Harper Read / Harper Reed / Harvey Read (updated)	08/04/2010	13/12/2013
Hanover Associates Financial Services AG (www.hanover-associates.com) (updated)	10/04/2013	13/12/2013
Hamilton Pierce (updated)	08/06/2006	13/12/2013
Hamilton Davis Corporation (updated)	12/07/2010	13/12/2013
Hamilton Hastings & Associates (updated)	07/04/2008	13/12/2013
HR Europe (www.hreurope.com) (updated)	15/09/2010	13/12/2013
Hannover Markka Capital (updated)	18/12/2003	13/12/2013
Honeycross Estates Limited (updated)	04/08/2011	13/12/2013
Westin International Inc (updated)	28/12/2011	13/12/2013
Weber Goldstein (updated)	19/12/2007	13/12/2013
Yardstick Marketing (updated)	23/08/2012	13/12/2013
First Capital Wealth Limited (updated)	20/11/2013	13/12/2013
Yamato Asset Management Co Ltd (www.yamatoam.com) (updated)	10/05/2012	13/12/2013
Yamato Associates (updated)	12/09/2007	13/12/2013
Zenith Profit (www.zenithprofit.com) (updated)	02/04/2012	13/12/2013
US Petroleum Holdings (updated)	06/05/2008	13/12/2013
Unique Car Insurance; Unique Car Insurance 17 (updated)	10/08/2012	13/12/2013
UTC International Services (updated)	02/03/2011	13/12/2013
Unique Solutions Network Limited (updated)	08/03/2012	13/12/2013
Wellington-Duke & Associates (updated)	08/06/2006	13/12/2013
Worldwide Finance Marketing Services (www.worldwidefinancemarketingservices.com) (updated)	17/09/2010	13/12/2013
US Securities & Equities Bureau (updated)	10/05/2010	13/12/2013
Unique Cheap Car Insurance LTD (updated)	10/08/2012	13/12/2013
Union Acquisition Group (updated)	28/10/2008	13/12/2013
Union Research (updated)	04/01/2010	13/12/2013
www.unlockmypension.net (updated)	15/03/2011	13/12/2013
WBwso Ltd (updated)	12/05/2010	13/12/2013
Valcourt Investment and Advisory Services (updated)	16/09/2010	13/12/2013
Unified Investment Group Inc (updated)	02/03/2006	13/12/2013
V Finance (updated)	20/10/2009	13/12/2013
Unique Car Insurance Brokers (updated)	10/08/2012	13/12/2013
Greyson Consulting Group (www.greysonconsultinggroup.com) (updated)	01/08/2011	13/12/2013
Greyson Management (updated)	24/09/2008	13/12/2013
Gresham Associates (updated)	17/12/2009	13/12/2013
Robinsons Group Consultants (updated)	10/05/2010	13/12/2013
Richard James PRUDENCE (updated)	15/03/2013	13/12/2013
Richmond & Co Associates Limited (updated)	15/03/2011	13/12/2013
Grenfell and Blackrock Associates (www.grenfellassociates.com) (updated)	28/11/2011	13/12/2013
Greenwich Trust Ltd (updated)	04/04/2008	13/12/2013
Greenhill Research Partners (updated)	19/01/2011	13/12/2013
Robinson Hurst (updated)	21/02/2008	13/12/2013
Rattenbury Group (updated)	16/03/2011	13/12/2013
Richardson Capital Group / Richardson Consultancy (updated)	22/11/2012	13/12/2013
Rose & Cranfield (updated)	11/04/2008	13/12/2013
Rooney Gallagher Private Equity Partners (updated)	25/01/2011	13/12/2013
First Euro Alliance (aka Euro Alliance) (updated)	28/10/2009	13/12/2013
First Choice Investment Ltd (updated)	05/05/2011	13/12/2013
Devere Proprietary Trading Limited (updated)	14/11/2007	13/12/2013
Avery Kingston Capital (updated)	24/09/2009	13/12/2013
Quintessence Holdings; Inc. (updated)	17/02/2011	13/12/2013
First Eurozone (updated)	02/06/2008	13/12/2013
Weizman Associates (updated)	02/05/2008	13/12/2013
Westburg Equity (updated)	05/12/2013	13/12/2013
Harrison Gibb (updated)	14/09/2007	12/12/2013
Hayes Associates (updated)	01/05/2013	12/12/2013
Hanson Business Services LLC (updated)	27/06/2013	12/12/2013
Houston Research Group (updated)	12/11/2010	12/12/2013
Hoxton Associates (www.hoxton-associates.com) (updated)	24/02/2011	12/12/2013
Hong Kong Finance (www.hkfincn.net) (updated)	01/09/2011	12/12/2013
Harvard Alliance (www.harvardalliance.eu) (updated)	15/02/2012	12/12/2013
Hirshall Group (updated)	16/01/2006	12/12/2013
Hermann Brothers Group (www.hermannbrothersgroup.com) (updated)	15/05/2013	12/12/2013
International Wealth Management (updated)	08/07/2008	12/12/2013

How to protect yourself

Be cautious of scammers pretending to be from authorised firms. They could be clone firms (a copy of a genuine firm). If you're called unexpectedly by a financial services firm, always ring them back using the number on the FS Register.

If you think you’ve been targeted by a scam, please report it to us online. We look into every report we receive, and it could help protect others from fraudsters.

Learn more about how to protect yourself from scams.

Financial Services Register

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Page updates

26/07/2024 : Link added Sign up to alerts added in right hand navigation.

04/10/2023 : Editorial amendment Small changes including it may still be unauthorised or be a scam.

20/03/2023 : Editorial amendment Page update as part of the website refresh

25/11/2022 : Editorial amendment Update to 'Using the Warning List'

18/08/2022 : Information added Use quotes to search for an exact match ("firm name")

19/08/2021 : Information changed Money Advice Service to MoneyHelper

09/08/2019: Information added Further instructions provided to assist with searching firm list

FCA Warning List of unauthorised firms

Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

On this page

Search the Warning List

Subscribe to the RSS feed for regular updates