FCA Warning List of unauthorised firms

Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

First published: 03/04/2016 Last updated: 26/07/2024 See all updates

Search the Warning List

Our Warning List shows the firms that we’re concerned are working without our permission.

We add firms to this list as soon as possible. But if a firm isn’t on the list, it may still be unauthorised or be a scam. Unauthorised firms often change their names, and we may not be aware of it yet.

To use the list, you can:

search for an unauthorised firm using the search bar
filter results by the first letter of the firm
click on the 'Name' column to order firms from A to Z

If you’re dealing with an overseas firm, check the list of warnings from overseas regulators.

Subscribe to the RSS feed for regular updates

Warnings feed RSS

Displaying 13801 - 13900 of 14126

Name	Date added	Date updated
Global Link Mergers and Acquisitions (updated)	13/11/2007	30/10/2013
theberkshirefund.com (updated)	10/12/2009	30/10/2013
Global Analytical Solutions (updated)	18/01/2012	29/10/2013
Global Investment Management (UK) Limited (updated)	12/04/2011	29/10/2013
Global Investments Ltd (updated)	05/07/2012	29/10/2013
Global Financial Management (updated)	20/10/2009	29/10/2013
Rifkin Weiss (updated)	19/08/2009	29/10/2013
Ridgewell Capital Markets (updated)	25/10/2005	29/10/2013
DFB Housing Solutions (www.dfbhousingsolutions.com) (updated)	16/08/2012	29/10/2013
DFB Fast Property Sale (www.dfbfastpropertysale.co.uk) (updated)	16/08/2012	29/10/2013
Certified Financial Consultants Inc (updated)	27/11/2007	29/10/2013
Gulfway Management (www.gulfwaymanagement.com) (updated)	17/04/2012	29/10/2013
Global Capital Equities (updated)	16/05/2008	29/10/2013
Global Clearing Services (updated)	30/11/2007	29/10/2013
Global Capital Group Mergers and Acquisitions / Global Capital Group (updated)	10/05/2010	29/10/2013
Gun Allen Financial Corp (updated)	08/04/2008	29/10/2013
Rothman Goldstein (updated)	15/01/2008	29/10/2013
Rothman Capital (updated)	05/06/2009	29/10/2013
Masons Corporation (updated)	23/05/2013	29/10/2013
The Trading Fund (updated)	02/06/2009	29/10/2013
Continental Trust Finance (updated)	01/04/2013	25/10/2013
Global Endowment LLC (updated)	18/04/2013	24/10/2013
Charles Stanley Associates (updated)	29/04/2010	24/10/2013
Remi Boiffard (updated)	12/08/2010	23/10/2013
Rhaines LLC (updated)	24/10/2012	23/10/2013
Regent & Langley Consulting Group (updated)	07/03/2012	23/10/2013
Reynolds Group Limited (updated)	30/07/2008	23/10/2013
Reynolds Merger Solutions (updated)	14/02/2013	23/10/2013
Richard Blendmonde (updated)	27/11/2009	23/10/2013
Dinosaur Group / Dinosaur Investor Services (UK) Limited (clone of FCA authorised firm) (updated)	21/08/2013	23/10/2013
Diamond Asset Management (updated)	11/02/2009	23/10/2013
Direct Healthcare (updated)	21/06/2011	23/10/2013
Revendor Management Inc t/a MYO Fund (updated)	16/02/2012	23/10/2013
Royalty7.com (updated)	22/05/2012	23/10/2013
RDS Commodities (updated)	20/05/2011	23/10/2013
Renko & Associates (updated)	22/04/2010	23/10/2013
Regal Capital Group LLC (based in Texas; USA) (updated)	23/10/2012	23/10/2013
Raydu Advisory (updated)	25/10/2010	23/10/2013
Rowe Allan Mergers and Acquisitions (updated)	18/05/2011	23/10/2013
RDLynch Trader (updated)	11/01/2011	23/10/2013
Royal Assets and Research (updated)	02/06/2008	23/10/2013
Release My Pension (updated)	31/07/2013	23/10/2013
Cadman Mergers and Acquisition (updated)	29/09/2011	22/10/2013
Reynolds Consultancy Ltd (updated)	30/05/2013	22/10/2013
Martin Donnelly (new)	22/10/2013	22/10/2013
Brewer Consulting Group (new)	22/10/2013	22/10/2013
Regular Bank Plc (updated)	01/04/2013	22/10/2013
westmerchantplc.co.uk (updated)	01/04/2013	22/10/2013
sectrufinance.com (updated)	01/04/2013	22/10/2013
Fraser Hunt Levine (updated)	16/11/2004	17/10/2013
Fisher Capital Management (www.fishercapitalmanagement.com) (updated)	24/11/2010	17/10/2013
Sukumo Group (updated)	24/10/2008	17/10/2013
ERP & Associates (updated)	10/03/2010	16/10/2013
Quest Commodities Ltd (updated)	02/10/2006	14/10/2013
Queensland Finance House Plc (updated)	02/10/2006	14/10/2013
Queen Anne's Property Investment Group (QAP Investment Limited) (updated)	06/12/2010	14/10/2013
Quick Orbit E-mony Limited (updated)	16/06/2010	14/10/2013
Quantum Asset Management; Switzerland (updated)	17/01/2012	14/10/2013
Quarta Dimensio (updated)	22/04/2010	14/10/2013
Delta Trade Financial Group (updated)	15/12/2006	14/10/2013
Department of Financial Trading (updated)	12/03/2013	14/10/2013
Delta Liaising (updated)	16/05/2010	14/10/2013
Dempster; Hampton & Duke (updated)	05/09/2005	14/10/2013
Department of Foreign Investment Control (www.gov.dfic.us; www.dfic.us) (updated)	21/05/2013	14/10/2013
Derek Harry Taylor (updated)	24/02/2012	14/10/2013
Delmont Wealth Management (updated)	30/12/2009	14/10/2013
Rowe Corporate Services (new)	08/10/2013	08/10/2013
Diamond Financial Services (updated)	12/01/2011	08/10/2013
Equity Management Consultants International (EMC International) (updated)	05/12/2005	04/10/2013
Bloomfield Advisory (new)	03/10/2013	03/10/2013
Bond and Prince (updated)	02/07/2012	03/10/2013
One Option Finance Ltd (Clone of FCA authorised firm) (updated)	02/10/2013	03/10/2013
Byrd Fleming and Associates (new)	06/09/2013	06/09/2013
Direct Brokers Investments / DB Invest (clone of FCA authorised firm) (updated)	27/04/2013	06/09/2013
Brentwood Hall (updated)	12/04/2005	06/09/2013
Royal Union Investment/ Union Investment Limited (new)	19/06/2014	06/09/2013
Charles Pearson Investments International (updated)	01/04/2013	05/09/2013
Carlton Global Management (updated)	23/01/2008	05/09/2013
Capital Venture (updated)	11/06/2008	05/09/2013
Cathay Asset Management (updated)	30/11/2007	05/09/2013
Cash My Pension (updated)	21/10/2011	05/09/2013
Charlton Hayfield & Co (updated)	27/11/2007	05/09/2013
Charterhouse International Inc./ Kensington Price Consulting (updated)	05/04/2005	05/09/2013
Cashforpensions.com / CP Pension Services (updated)	13/02/2012	05/09/2013
Castle Rock Corporate Finance (updated)	20/10/2011	05/09/2013
Charles Drake Associates (updated)	12/02/2008	05/09/2013
Charles Hirsch Capital Management; Inc. (updated)	13/12/2007	05/09/2013
Charles Schwartz International (updated)	28/04/2011	05/09/2013
Campbell & Stewart Advisory Firm (updated)	23/05/2012	05/09/2013
Caixa Bancaja (updated)	31/07/2012	05/09/2013
Car Insurance Warehouse (updated)	08/09/2011	05/09/2013
Capital Investment Group (updated)	01/12/2009	05/09/2013
Consolidated Credit Bank Ltd. (clone of FCA authorised firm) (updated)	01/04/2013	05/09/2013
Cameron Poe & Associates (updated)	12/07/2010	05/09/2013
Carlton Capital Inc (updated)	06/11/2012	05/09/2013
Continental Administrative Services (updated)	10/12/2007	05/09/2013
Carbon Credit Active Limited (updated)	14/05/2012	05/09/2013
Cantata Equity Management; LLC (updated)	17/01/2012	05/09/2013
Campus Investments PLC (updated)	13/10/2011	05/09/2013
Chadwick Seymour & Associates (updated)	09/09/2005	05/09/2013

How to protect yourself

Be cautious of scammers pretending to be from authorised firms. They could be clone firms (a copy of a genuine firm). If you're called unexpectedly by a financial services firm, always ring them back using the number on the FS Register.

If you think you’ve been targeted by a scam, please report it to us online. We look into every report we receive, and it could help protect others from fraudsters.

Learn more about how to protect yourself from scams.

Financial Services Register

You can check our FS Register to make sure a firm or individual is authorised.

Search for a firm

Protect yourself from scams

Scams can be sophisticated, but if it sounds too good to be true, it probably is.

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Page updates

26/07/2024 : Link added Sign up to alerts added in right hand navigation.

04/10/2023 : Editorial amendment Small changes including it may still be unauthorised or be a scam.

20/03/2023 : Editorial amendment Page update as part of the website refresh

25/11/2022 : Editorial amendment Update to 'Using the Warning List'

18/08/2022 : Information added Use quotes to search for an exact match ("firm name")

19/08/2021 : Information changed Money Advice Service to MoneyHelper

09/08/2019: Information added Further instructions provided to assist with searching firm list

FCA Warning List of unauthorised firms

Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

On this page

Search the Warning List

Subscribe to the RSS feed for regular updates