FCA Warning List of unauthorised firms

Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

First published: 03/04/2016 Last updated: 26/07/2024 See all updates

Search the Warning List

Our Warning List shows the firms that we’re concerned are working without our permission.

We add firms to this list as soon as possible. But if a firm isn’t on the list, it may still be unauthorised or be a scam. Unauthorised firms often change their names, and we may not be aware of it yet.

To use the list, you can:

search for an unauthorised firm using the search bar
filter results by the first letter of the firm
click on the 'Name' column to order firms from A to Z

If you’re dealing with an overseas firm, check the list of warnings from overseas regulators.

Subscribe to the RSS feed for regular updates

Warnings feed RSS

Displaying 9801 - 9900 of 14126

Name	Date added	Date updated
Vanguard Wealth (new)	04/12/2019	04/12/2019
City Capital Markets (clone) (updated)	11/01/2019	03/12/2019
ROFX (new)	03/12/2019	03/12/2019
Nash Finance Services/ Nash Financial (new)	02/12/2019	02/12/2019
JMS Invest\ JMS Equities (new)	02/12/2019	02/12/2019
First Allied Advisory Services (new)	29/11/2019	29/11/2019
Airborn Investments (new)	27/11/2019	27/11/2019
Codrington UK (clone of appointed representative firm) (new)	27/11/2019	27/11/2019
Investor Shield/ Investor Shields (new)	26/11/2019	26/11/2019
Green Energy Invest (new)	26/11/2019	26/11/2019
Green Wise Invest / CompareISAUK (new)	26/11/2019	26/11/2019
FX Finest (new)	26/11/2019	26/11/2019
Trade 100 FM (new)	26/11/2019	26/11/2019
GE Capital Ltd / GE Capital Finance (clone of FCA authorised firm) (updated)	31/10/2019	25/11/2019
Out of Debts (new)	25/11/2019	25/11/2019
IWI International Wealth Insurer (Clone of EEA authorised firm) (new)	25/11/2019	25/11/2019
Stanwick Wealth / Stanwick Wealth Advisory (new)	22/11/2019	22/11/2019
Pension Help Centre (new)	22/11/2019	22/11/2019
Platinum CFD (new)	22/11/2019	22/11/2019
Best UK Bonds (new)	22/11/2019	22/11/2019
Investment Chronicle (new)	22/11/2019	22/11/2019
Fixed Income Bond (new)	22/11/2019	22/11/2019
InteliSure (a trading style of Penguin Leasing Limited) (new)	19/11/2019	19/11/2019
Credit Suisse (UK) Limited (cloned firm) (updated)	07/03/2013	18/11/2019
Inser Investments (clone of FCA authorised firm) (new)	15/11/2019	15/11/2019
Switch Finance (new)	14/11/2019	14/11/2019
Tradeburke International Group / Trade Burke International Group (new)	12/11/2019	12/11/2019
Which ISA Investment (new)	11/11/2019	11/11/2019
CompareISAOnline (trading name of Digital Desk) (new)	08/11/2019	08/11/2019
Huttonfield Capital Partners (new)	08/11/2019	08/11/2019
Club ISA (new)	08/11/2019	08/11/2019
Irvine Investments (clone of appointed representative firm) (new)	07/11/2019	07/11/2019
Follow Phil (trading style of FSN Strategic Thinking Ltd) (new)	07/11/2019	07/11/2019
Berson Trading (new)	07/11/2019	07/11/2019
Your Claims Management (new)	07/11/2019	07/11/2019
Finroyalty ( a trading style of Pro Star Griffith Corporate Limited) (new)	07/11/2019	07/11/2019
Cabinet Klienmann Sarl (clone of EEA passported firm) (updated)	18/09/2019	06/11/2019
Tradewell / Bridgehold Ltd (new)	05/11/2019	05/11/2019
Societe Generale Asset Management (Clone of EEA authorised firm) (new)	04/11/2019	04/11/2019
European Investment Trading (new)	04/11/2019	04/11/2019
JP Morgan also trading as Zurich Capital Management (clone of authorised firm) (updated)	07/03/2019	30/10/2019
Tucker and Ross Advisers LLC / Tucker and Ross (new)	30/10/2019	30/10/2019
Investteck (new)	29/10/2019	29/10/2019
Alliance Capital (Clone of FCA authorised firm) (new)	25/10/2019	25/10/2019
Investteck (new)	25/10/2019	25/10/2019
Villetorte Asset Management (clone of EEA passported firm) (new)	23/10/2019	23/10/2019
Finamore Capital S.A. (Clone of EEA authorised firm) (new)	22/10/2019	22/10/2019
Rakuten Global Ventures; Inc. (new)	22/10/2019	22/10/2019
Claims Deflect Limited (new)	20/10/2019	20/10/2019
Curzon Rose Limited (new)	20/10/2019	20/10/2019
Quilter Cheviot Investment Management (clone of FCA authorised firm) (updated)	16/10/2019	18/10/2019
WFE Capital (new)	17/10/2019	17/10/2019
McBride Corporate Partners (new)	14/10/2019	14/10/2019
James & Mays PLLC (new)	14/10/2019	14/10/2019
Bancorp Finance (new)	11/10/2019	11/10/2019
Ellis Finance (new)	11/10/2019	11/10/2019
Bautista; De La Cruz and Partners (new)	11/10/2019	11/10/2019
Bristol-Mayers Securities LLC (new)	09/10/2019	09/10/2019
Hans Herbert Bock / HHB Wealth Management (clone of EEA Authorised firm) (new)	09/10/2019	09/10/2019
GL-FX / GL FX (new)	08/10/2019	08/10/2019
Burke Advisors Ltd (new)	07/10/2019	07/10/2019
Cainsfield International Group (new)	07/10/2019	07/10/2019
Guy Waltzer (new)	04/10/2019	04/10/2019
Customer Claims Assist (Scam) (new)	04/10/2019	04/10/2019
Assicuro Asset Management (clone) (clone of FCA authorised firm) (new)	03/10/2019	03/10/2019
Link Financial Investments Limited (clone of authorised firm) (updated)	02/10/2019	02/10/2019
Pillar Property Group (new)	02/10/2019	02/10/2019
Financial Direct Limited (new)	02/10/2019	02/10/2019
Preston Capital Partners (new)	30/09/2019	30/09/2019
Goldman Sachs Asset Management International (clone of authorised firm) (updated)	14/06/2019	25/09/2019
Dunhill Capital (updated)	01/01/2000	25/09/2019
Nautilus Indemnity (Ireland) Limited (clone of FCA authorised firm) (new)	25/09/2019	25/09/2019
Perterra Funds PLC (Clone of FCA authorised firm) (new)	25/09/2019	25/09/2019
Dolan Corporate Equity Solutions Inc (updated)	01/05/2009	25/09/2019
Ruston Global Funds Limited (updated)	30/04/2010	25/09/2019
Oladimeji Junior Oyefeso / Elijah Oyefeso / DCT Trading Group Ltd (updated)	16/08/2018	23/09/2019
Best Bonds & Savings (clone firm) (clone of FCA authorised firm) (new)	23/09/2019	23/09/2019
RCH Securities LLC (new)	23/09/2019	23/09/2019
Stretchy Finance UK Ltd and/or Stretchy Loans UK Ltd (clone) (clone of FCA authorised firm) (new)	20/09/2019	20/09/2019
Liberty House Capital Ltd (new)	18/09/2019	18/09/2019
Hanover Merchant Capital UK Ltd (new)	18/09/2019	18/09/2019
IPO-DEX (clone of FCA authorised firm) (new)	18/09/2019	18/09/2019
WE CLAIM 4U LIMITED (new)	18/09/2019	18/09/2019
Europe FX Trade (clone of FCA authorised firm) (new)	18/09/2019	18/09/2019
Williams Carter & Associates LLC (new)	17/09/2019	17/09/2019
Delmer Consulting Group (new)	13/09/2019	13/09/2019
Baxter-Ford & Associates LLC (new)	11/09/2019	11/09/2019
Europe FX Trade (clone of FCA authorised firm) (new)	11/09/2019	11/09/2019
Harper Wealth Management (updated)	13/11/2018	10/09/2019
Close Brothers Limited (Clone of FCA authorised firm) (new)	09/09/2019	09/09/2019
Cabinet Marielle (clone of FCA authorised firm) (new)	09/09/2019	09/09/2019
Sector Capital Funds (Clone of FCA Authorised Schedule 5 firm) (new)	09/09/2019	09/09/2019
@carinsurance.lltd (updated)	04/09/2019	04/09/2019
FX Pro Europe (clone) (clone of FCA authorised firm) (new)	04/09/2019	04/09/2019
Payplan (clone of FCA authorised firm) (new)	04/09/2019	04/09/2019
Holo Finance (updated)	29/08/2019	29/08/2019
Fleetquid (trading name of Boxfinity Private Limited) (updated)	29/08/2019	29/08/2019
Cavendish Knight Asset Management (new)	23/08/2019	23/08/2019
Rendex Trading (new)	21/08/2019	21/08/2019
Breckland Trading (new)	21/08/2019	21/08/2019

How to protect yourself

Be cautious of scammers pretending to be from authorised firms. They could be clone firms (a copy of a genuine firm). If you're called unexpectedly by a financial services firm, always ring them back using the number on the FS Register.

If you think you’ve been targeted by a scam, please report it to us online. We look into every report we receive, and it could help protect others from fraudsters.

Learn more about how to protect yourself from scams.

Financial Services Register

You can check our FS Register to make sure a firm or individual is authorised.

Search for a firm

Protect yourself from scams

Scams can be sophisticated, but if it sounds too good to be true, it probably is.

Warning signs

A woman is smiling while scrolling on her iPad

Your rights with financial services

What to expect from providers, and what to do if something goes wrong.

Learn more

Page updates

26/07/2024 : Link added Sign up to alerts added in right hand navigation.

04/10/2023 : Editorial amendment Small changes including it may still be unauthorised or be a scam.

20/03/2023 : Editorial amendment Page update as part of the website refresh

25/11/2022 : Editorial amendment Update to 'Using the Warning List'

18/08/2022 : Information added Use quotes to search for an exact match ("firm name")

19/08/2021 : Information changed Money Advice Service to MoneyHelper

09/08/2019: Information added Further instructions provided to assist with searching firm list

FCA Warning List of unauthorised firms

Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

On this page

Search the Warning List

Subscribe to the RSS feed for regular updates