Showing 1091 to 1100 of 2432 search results.

1091. Information for customers of One Stop Money Manager Limited

      Statements Published: 09/12/2019 Last modified: 18/12/2020
      FCA update on Merchant Optimisation Services Limited

1092. FCA extends the Senior Managers and Certification Regime to 47,000 firms

      Firms News stories Published: 09/12/2019 Last modified: 09/12/2019
      FCA extends the Senior Managers and Certification Regime to 47,000 firms

1093. Building operational resilience: impact tolerances for important business services

      Press Releases Published: 05/12/2019 Last modified: 31/03/2020
      The Bank of England (the Bank), Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) have today published a shared policy summary and co-ordinated consultation papers (CPs) on new requirements to strengthen operational

1094. FCA meets firms to discuss feedback on Gabriel and improvements to new data collection platform

      News stories Published: 05/12/2019 Last modified: 05/12/2019
      Following the Gabriel user survey we launched in July 2019, we met with survey respondents who expressed interest in engaging with us on the new system

1095. MIFID investment firms will need to use a new form to notify FCA of management body changes for Non-SMF Directors

      News stories Published: 02/12/2019 Last modified: 02/12/2019
      MIFID investment firms will need to use a new form to notify FCA of management body changes for Non-SMF Directors

1096. Active Securities Limited enters administration

      Statements Published: 29/11/2019 Last modified: 29/11/2019
      On 29 November 2019, Active Securities Limited, trading as 247 Moneybox, was placed into administration.

1097. FCA consults on how to extend the Senior Managers Regime to benchmark administrators

      Press Releases Published: 29/11/2019 Last modified: 11/04/2024
      FCA consults on how to extend the Senior Managers Regime (SMR) to benchmark administrators

1098. FCA secures confiscation order totalling £291,070 against convicted fraudster

      Press Releases Published: 27/11/2019 Last modified: 27/11/2019
      A confiscation order of £291,070.36 was made against Mark Barry Starling in Southwark Crown Court.

1099. FCA to ban promotion of speculative mini-bonds to retail consumers

      Press Releases Published: 26/11/2019 Last modified: 23/10/2023
      The FCA has announced it will ban the mass marketing of speculative mini-bonds to retail customers.

1100. FCA fines Henderson £1.9m for fund failings

      Press Releases Published: 20/11/2019 Last modified: 24/01/2020
      The Financial Conduct Authority (FCA) has fined Henderson Investment Funds Limited (HIFL) £1,867,900 for failing to treat fairly more than 4,500 retail investors in two of its funds, Henderson Japan Enhanced Equity Fund and the Henderson North