Showing 141 to 150 of 2431 search results.

141. Review of rules extending SME access to the Financial Ombudsman Service

     Statements Published: 24/10/2023 Last modified: 24/10/2023
     Following the introduction of our rules extending access to the Financial Ombudsman Service for more small and medium-sized enterprises (SMEs) in 2019, the FCA has concluded its review of their appropriateness.

142. The Joint Regulatory Oversight Committee welcomes OBL’s submission of two data collection frameworks

     News stories Published: 18/10/2023 Last modified: 18/10/2023
     Open Banking Limited (OBL) has published two data collection frameworks. One for levelling up API availability and performance in open banking and the second for mitigating risk of financial crime.

143. Financial watchdog fines Equifax Ltd £11 million for role in one of the largest cyber security breaches in history

     Press Releases Published: 13/10/2023 Last modified: 17/10/2023
     FCA fines Equifax £11,164,400 for failing to manage and monitor the security of UK consumer data it had outsourced to its parent company based in the US.

144. Blankstone Sington Limited (BSL) enters special administration

     News stories Published: 13/10/2023 Last modified: 13/10/2023
     On 13/10/23, Blankstone Sington Limited entered special administration following a Court Order under the Investment Bank Special Administration Regulations 2011. Andrew Poxon, Alex Cadwallader and Hilary Pascoe of Leonard Curtis were appointed joint

145. Restrictions placed on IBP Markets Limited and the Firm enters special administration

     News stories Published: 13/10/2023 Last modified: 05/06/2024
     We have imposed a number of restrictions on IBP Markets Limited, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm.

146. FCA decides to fine and ban James Staley

     Press Releases Published: 12/10/2023 Last modified: 12/10/2023
     Mr Staley has referred his Decision Notice to the Upper Tribunal where he will present his case.

147. FCA response to CMA's Environmental Sustainability Guidance

     Statements Published: 12/10/2023 Last modified: 12/10/2023
     FCA response to CMA's Guidance on the application of Chapter I of the Competition Act 1998 to environmental sustainability agreements.

148. FCA censures London Capital & Finance plc

     Press Releases Published: 11/10/2023 Last modified: 11/10/2023
     The Financial Conduct Authority (FCA) has censured London Capital & Finance (LCF) for its unfair and misleading financial promotions of minibonds.

149. FCA imposes restrictions on rebuildingsociety.com Ltd

     Statements Published: 10/10/2023 Last modified: 10/10/2023
     We have imposed restrictions on rebuildingsociety.com Ltd to restrict it from approving cryptoasset financial promotions.

150. FCA welcomes the launch of the Transition Plan Taskforce Disclosure Framework

     News stories Published: 09/10/2023 Last modified: 09/10/2023
     Today, the FCA welcomes the publication of the Transition Plan Taskforce (TPT) Disclosure Framework.