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  1. FCA announces changes to advice on pension transfers

    Press Releases Published: 26/03/2018 Last modified: 11/04/2024
    The FCA has published new rules and guidance on pension transfer advice and is seeking views on additional changes, including adviser charging structures.
  2. FCA wins case against Capital Alternatives Limited and others

    Press Releases Published: 26/03/2018 Last modified: 24/11/2021
    The High Court found that Capital Alternatives Limited, Renwick Haddow, Marcia Hargous, Robert McKendrick and others should pay a total of £16.9m in restitution for their roles in four unauthorised collective investment schemes which were
  3. Alex Hope Sentenced to 16 months’ imprisonment for Perverting the Course of Justice

    Press Releases Published: 23/03/2018 Last modified: 23/03/2018
    Today at Southwark Crown Court Alex Hope was sentenced to 16 months’ imprisonment for perverting the course of justice. The charge related to his conduct following the imposition of a restraint order in 2012 and a confiscation order in 2016
  4. British and Australian regulators strengthen cooperation on FinTech through Enhanced Cooperation Agreement

    Press Releases Published: 22/03/2018 Last modified: 22/03/2018
    The Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) today signed an Enhanced Cooperation Agreement between their Innovation Hubs to extend their existing agreement of cooperation and coordination on
  5. FCA announces redress scheme for rent-to-own firm PerfectHome

    Press Releases Published: 20/03/2018 Last modified: 20/03/2018
    PerfectHome has agreed with the Financial Conduct Authority (FCA) a package of redress totalling over £2.1 million. This will be made up of cash payments and balance write-offs for 37,000 customers.
  6. Motor Finance – update

    News stories Published: 15/03/2018 Last modified: 20/12/2018
    We have published an update on our review of the motor finance sector (PDF), setting out our findings so far and the areas of concern that we will focus on for the remainder of our review, which will be completed in 2018.
  7. FCA publishes discussion paper on transforming culture in financial services

    Press Releases Published: 12/03/2018 Last modified: 12/03/2018
    The Financial Conduct Authority (FCA) has today published a discussion paper on transforming culture in financial services which presents views from academics and industry thought leaders. The paper is intended to provide a basis for stimulating
  8. Alex Hope pleads guilty to perverting the course of justice

    Press Releases Published: 07/03/2018 Last modified: 07/03/2018
    Today, 7 March 2018, Alex Hope pleaded guilty to a charge of perverting the course of justice at the Inner London Crown Court.
  9. FCA bans former Co-operative Bank Chair, Paul Flowers, from the financial services industry

    Press Releases Published: 06/03/2018 Last modified: 06/03/2018
    The Financial Conduct Authority (FCA) has banned the former Chair of Co-operative Bank PLC (Co-op Bank), Paul Flowers, from the financial services industry.
  10. FCA fines and bans former Deutsche Bank trader, Guillaume Adolph

    Press Releases Published: 05/03/2018 Last modified: 05/03/2018
    The Financial Conduct Authority (FCA) has fined Guillaume Adolph £180,000 and banned him from performing any function in relation to any regulated financial activity.