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Statement on RBS’s Global Restructuring Group
Statement on RBS’s Global Restructuring Group. Statements First published:. 30/01/2018. Last updated: 30/01/2018. Statement on RBS’s Global Restructuring Group. The FCA welcomes the statement by Royal Bank of Scotland, given at today’s -
Rent-to-own – update
The FCA took over the regulation of consumer credit, including the rent-to-own sector, in April 2014. -
FCA urges action on interest-only mortgages
People with interest-only mortgages are being urged to contact their lender after the Financial Conduct Authority (FCA) found that many have still not talked to their lender about their repayment options. -
FCA warns of increased risk of online investment fraud, as investors lose £87k a day to binary options scams
The FCA has urged the public to be vigilant to the threat of online investment fraud. -
FCA publishes decision notices against One Call Insurance Services Limited and John Lawrence Radford
The Financial Conduct Authority has today published Decision Notices in respect of One Call Insurance Services Limited (One Call) and its Chief Executive and majority shareholder John Lawrence Radford. -
FCA fines Interactive Brokers (UK) Limited £1,049,412 for poor market abuse controls and failure to report suspicious client transactions
The Financial Conduct Authority (FCA) has today imposed a financial penalty on Interactive Brokers (UK) (IBUK) in the amount of £1,049,412 for failings in its post-trade systems and controls for identifying and reporting suspicious transactions in -
Statement on communications in relation to PRIIPs
This statement relates to concerns raised about the performance scenarios in the Key Information Document (KID). -
The FCA and Practitioner Panel launch joint survey for 2018
The FCA and Practitioner Panel joint survey is sent annually to a sample of the firms that we regulate. It gives firms an opportunity to provide their views on how we regulate the industry. -
Financial Conduct Authority consults on widening access to the Financial Ombudsman Service for small businesses
The FCA has launched a consultation on plans to give more small businesses access to the Financial Ombudsman Service. This follows a review of the protections available to small and medium sized enterprises as users of financial services. -
ESMA’s Call for Evidence on temporary product intervention measures applicable to contracts for difference and binary options sold to retail clients
On 18 January 2018, the European Securities and Markets Authority (ESMA) issued a consultation paper on applying potential product intervention measures to contracts for differences (CFDs) and binary options sold to retail clients.