Showing 1511 to 1520 of 2432 search results.

1511. FCA stops unlawful foreign exchange investment scheme

      Press Releases Published: 19/12/2017 Last modified: 21/12/2017
      Following an application by the FCA, the High Court yesterday made orders against a number of persons involved in carrying on an unauthorised foreign exchange investment scheme.  The scheme took in at least £1.2 million from 65 investors but none

1512. FCA publishes Feedback Statement on Distributed Ledger Technology

      Press Releases Published: 15/12/2017 Last modified: 17/11/2023
      The FCA has today published feedback on its Discussion Paper on Distributed Ledger Technology (DLT).

1513. FCA statement on ESMA’s ongoing work on possible product intervention measures applicable to retail CFD and binary option products

      Statements Published: 15/12/2017 Last modified: 15/12/2017
      The European Securities and Markets Authority (ESMA) has made an announcement today on its work in relation to the provision of contracts for differences (CFDs), including rolling spot forex, and binary options to retail clients. 

1514. FCA publishes update on proposed new rules to help credit card customers in persistent debt and asks for further views

      Press Releases Published: 14/12/2017 Last modified: 20/03/2024
      The FCA published an updated consultation on rules to help customers in persistent credit card debt.

1515. AIM Investment Company fined for failing to disclose inside information as soon as possible

      Press Releases Published: 14/12/2017 Last modified: 14/12/2017
      The Financial Conduct Authority (FCA) has today fined Tejoori Limited (Tejoori) £70,000 for failing to inform the market of inside information as required by Article 17(1) of the Market Abuse Regulation (MAR).  This is the first fine the FCA has

1516. FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime

      Press Releases Published: 13/12/2017 Last modified: 13/12/2017
      The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their

1517. Ross Peters Sentenced for Failing to Pay Confiscation Order

      Press Releases Published: 12/12/2017 Last modified: 08/05/2024
      Ross Peters was sentenced to 400 days’ imprisonment for failing to pay the full value of a confiscation order made against him.

1518. FCA makes it easier for people to compare bank accounts

      Press Releases Published: 12/12/2017 Last modified: 12/12/2017
      The Financial Conduct Authority (FCA) has today published final rules which will require providers of personal current accounts and business current accounts to publish information that will help customers to compare the service they could receive

1519. Six guilty in relation to £2.7m boiler room scam

      Press Releases Published: 11/12/2017 Last modified: 11/12/2017
      In a criminal prosecution brought by the Financial Conduct Authority (FCA), three defendants have today been found guilty for their roles in a series of boiler rooms which led to the loss of more than £2.7m of investors’ funds. 

1520. FCA sets out its approach to authorisation and its approach to competition

      Press Releases Published: 11/12/2017 Last modified: 11/12/2017
      The Financial Conduct Authority (FCA) has today published its approach to authorisation and its approach to competition.