Showing 1531 to 1540 of 2432 search results.

1531. FCA commences civil proceedings in relation to alleged misleading statements on pension investments

      Statements Published: 30/11/2017 Last modified: 30/11/2017
      The Financial Conduct Authority (FCA) has commenced civil proceedings against Avacade Limited (in liquidation), trading as Avacade Investment Options, and Alexandra Associates (U.K.) Limited, trading as Avacade Future Solutions, and against Craig

1532. Consumer warning on Larksway Investments Limited

      News stories Published: 29/11/2017 Last modified: 18/05/2021
      The FCA has stopped Larksway Investments Limited (Larksway) from providing insurance brokerage services to customers. 

1533. FCA issues first statement of objections to four asset management firms

      Press Releases Published: 29/11/2017 Last modified: 29/11/2017
      The Financial Conduct Authority (FCA) has issued a statement of objections to four asset management firms: Artemis Investment Management LLP, Hargreave Hale Ltd, Newton Investment Management Limited and River & Mercantile Asset Management LLP. The

1534. Bank and FCA launch next phase of sterling Libor transition work

      Press Releases Published: 29/11/2017 Last modified: 13/11/2019
      The Bank of England and the Financial Conduct Authority (FCA) are today announcing the next phase of work with market participants on Libor transition.

1535. FCA publishes Final Summary of RBS’s treatment of SME customers referred to its Global Restructuring Group

      Press Releases Published: 28/11/2017 Last modified: 28/11/2017
      The Financial Conduct Authority (FCA) today publishes the Final Summary of the independent review of Royal Bank of Scotland’s (RBS) treatment of small and medium-sized enterprise (SME) customers transferred to its Global Restructuring Group (GRG).

1536. FCA statement on LIBOR panels

      Statements Published: 24/11/2017 Last modified: 24/11/2017
      The Financial Conduct Authority (FCA) has confirmed that all 20 of the panel banks have agreed to support the LIBOR benchmark ensuring the sustainability of the rate until 2021.

1537. FCA fines bond trader £60,000 for market abuse

      Press Releases Published: 22/11/2017 Last modified: 22/11/2017
      The Financial Conduct Authority (FCA) has imposed on Paul Walter, a former Bank of America Merrill Lynch International Limited (BAML) bond trader, a financial penalty of £60,090 for engaging in market abuse.

1538. Temporary prohibition of short selling: Credito Valtellinese SpA

      News stories Published: 20/11/2017 Last modified: 20/11/2017
      Temporary prohibition of short selling: Credito Valtellinese SpA. News stories First published:. 20/11/2017. Last updated: 20/11/2017. Temporary prohibition of short selling: Credito Valtellinese SpA. The Financial Conduct Authority (“FCA”)

1539. Additional events for mortgage and general insurance firms announced for Live & Local regional programme

      News stories Published: 16/11/2017 Last modified: 16/11/2017
      As we continue the successful regional events in the Live & Local programme, we are now announcing details of the first set of events taking place in 2018 for regulated mortgage and general insurance firms.

1540. Consumer warning about the risks of investing in binary options

      News stories Published: 14/11/2017 Last modified: 03/01/2018
      The FCA is issuing this warning to inform consumers about the risk of investing in these high-risk, speculative products. From 3 January 2018, firms offering binary options in or from the UK must be authorised by the FCA.