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  1. Financial Conduct Authority outlines lessons learned in year one of its Regulatory Sandbox

    Press Releases Published: 20/10/2017 Last modified: 20/10/2017
    The Financial Conduct Authority (FCA) has today published a report outlining how the regulatory sandbox (sandbox) has met its objectives over the first year of operation.

  2. Review of debt management sector gets underway

    News stories Published: 19/10/2017 Last modified: 19/10/2017
    We are undertaking a thematic review of the debt management sector, in line with the commitment in our 2017/18 Business Plan.  

  3. FCA reveals findings from its first Financial Lives Survey

    Press Releases Published: 18/10/2017 Last modified: 18/10/2017
    The Financial Conduct Authority (FCA) has today published the results of its Financial Lives Survey 2017.

  4. Rio Tinto plc fined £27m for breaching Disclosure and Transparency Rules

    Press Releases Published: 17/10/2017 Last modified: 17/10/2017
    The Financial Conduct Authority (FCA) has fined Rio Tinto plc (Rio Tinto) £27,385,400 for breaching Disclosure and Transparency Rules (Disclosure Rules). 

  5. FCA launches the Asset Management Authorisation Hub

    Press Releases Published: 16/10/2017 Last modified: 05/04/2023
    The FCA has launched its new asset management authorisation hub.

  6. FCA fines and bans wife and bans husband financial advisor for lack of integrity

    Press Releases Published: 12/10/2017 Last modified: 12/10/2017
    The Financial Conduct Authority (FCA) has banned Mrs Colette Chiesa and Mr John Chiesa from working in financial services for integrity failings. Additionally, Mrs Chiesa has been fined £50,000 for attempting to mislead the FCA during an FCA

  7. Our work on Defined Benefit Pension Transfers

    News stories Published: 03/10/2017 Last modified: 03/10/2017
    We are looking at Defined Benefit (DB) Pension Transfers to assess the advice consumers are receiving from firms and whether they are at risk of harm.

  8. FCA statement on the Work Plan for ESMA opinions on pre-trade transparency waivers and commodity position limits

    Statements Published: 28/09/2017 Last modified: 28/09/2017
    FCA statement on the Work Plan for ESMA opinions on pre-trade transparency waivers and commodity position limits. Statements First published:. 28/09/2017. Last updated: 28/09/2017. Share page. FCA statement on the Work Plan for ESMA opinions on

  9. Response to the CMA’s final report for its digital comparison tools market study

    Statements Published: 26/09/2017 Last modified: 26/09/2017
    Response to the CMA’s final report for its digital comparison tools market study. Statements First published:. 26/09/2017. Last updated: 26/09/2017. Share page. Response to the CMA’s final report for its digital comparison tools market study.

  10. FCA publishes findings from the Ageing Population Project

    Press Releases Published: 21/09/2017 Last modified: 21/09/2017
    The Financial Conduct Authority (FCA) has today published an Occasional Paper outlining the findings from a project that explored how the ageing population would impact the Financial Services industry.