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  1. Over 55s at heightened risk of fraud, says FCA

    Press Releases Published: 25/05/2016 Last modified: 25/05/2016
    Over 55s at heightened risk of fraud, says FCA. Press Releases First published:. 25/05/2016. Last updated: 25/05/2016. Share page. Over 55s at heightened risk of fraud, says FCA. FCA urges caution as study reveals increasing risk of retirees being

  2. FCA Research into the issue of de-risking

    News stories Published: 24/05/2016 Last modified: 24/05/2016
    FCA Research into the issue of de-risking. News stories First published:. 24/05/2016. Last updated: 24/05/2016. Share page. FCA Research into the issue of de-risking. The FCA, along with fellow agencies and authorities, has a long-standing

  3. The FCA bans Keydata’s former compliance officer, Peter Johnson

    Press Releases Published: 19/05/2016 Last modified: 19/05/2016
    The FCA bans Keydata’s former compliance officer, Peter Johnson. Press Releases First published:. 19/05/2016. Last updated: 19/05/2016. Share page. The FCA bans Keydata’s former compliance officer, Peter Johnson. The Financial Conduct Authority

  4. Recovery plans – initial observations

    News stories Published: 19/05/2016 Last modified: 19/05/2016
    Recovery plans – initial observations. News stories First published:. 19/05/2016. Last updated: 19/05/2016. Recovery plans – initial observations. We recently assessed the compliance of firms’ recovery plans with the Recovery and Resolution

  5. FCA reviews find mortgage firms lending responsibly but scope for improvement on competition

    Press Releases Published: 16/05/2016 Last modified: 09/11/2016
    FCA reviews find mortgage firms lending responsibly but scope for improvement on competition. Press Releases First published:. 16/05/2016. Last updated: 09/11/2016. Share page. FCA reviews find mortgage firms lending responsibly but scope for

  6. FCA fines and bans financial adviser for insider dealing

    Press Releases Published: 13/05/2016 Last modified: 13/05/2016
    FCA fines and bans financial adviser for insider dealing. Press Releases First published:. 13/05/2016. Last updated: 13/05/2016. Share page. FCA fines and bans financial adviser for insider dealing. The Financial Conduct Authority (FCA) has today

  7. Insider dealers sentenced in Operation Tabernula trial

    Press Releases Published: 11/05/2016 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA), Martyn Dodgson, a senior investment banker, and Andrew Hind, a Chartered Accountant, have today been sentenced at Southwark Crown Court to 4.5 years and 3.5 years imprisonment.

  8. Financial Conduct Authority’s regulatory sandbox opens to applications

    Press Releases Published: 09/05/2016 Last modified: 09/05/2016
    Financial Conduct Authority’s regulatory sandbox opens to applications. Press Releases First published:. 09/05/2016. Last updated: 09/05/2016. Share page. Financial Conduct Authority’s regulatory sandbox opens to applications. The Financial

  9. Two convicted of insider dealing in Operation Tabernula trial

    Press Releases Published: 08/05/2016 Last modified: 05/04/2023
    In a case brought by the FCA and following a three-month trial at Southwark Crown Court, two defendants – a senior investment banker and a Chartered Accountant – have been convicted of conspiring to insider deal.

  10. 15 month suspended sentence for director of debt management firm

    News stories Published: 28/04/2016 Last modified: 28/04/2016
    15 month suspended sentence for director of debt management firm. News stories First published:. 28/04/2016. Last updated: 28/04/2016. 15 month suspended sentence for director of debt management firm. A director of three debt management firms has