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  1. New Handbook website

    News stories Published: 01/09/2015 Last modified: 26/10/2020
    We launched a new Handbook website on 29 August 2015. This will make it easier for firms to use and navigate the Handbook.
  2. FCA Mortgage Conference – 7 September 2015

    News stories Published: 27/08/2015 Last modified: 27/08/2015
    FCA Mortgage Conference – 7 September 2015. News stories First published:. 27/08/2015. Last updated: 27/08/2015. Share page. FCA Mortgage Conference – 7 September 2015. We are hosting our Mortgage Conference on 7 September 2015 at the QEII
  3. FCA reaches agreement with HFO Services Limited, Roxburghe (UK) Limited and HFO Capital Limited

    Statements Published: 21/08/2015 Last modified: 21/08/2015
    FCA reaches agreement with HFO Services Limited, Roxburghe (UK) Limited and HFO Capital Limited. Statements First published:. 21/08/2015. Last updated: 21/08/2015. Share page. FCA reaches agreement with HFO Services Limited, Roxburghe (UK) Limited
  4. FCA statement regarding Quindell Plc.

    Statements Published: 18/08/2015 Last modified: 18/08/2015
    In the light of the Serious Fraud Office’s (SFO) decision to launch an investigation into the business and accounting practices at Quindell Plc, and following consultation with the SFO, the Financial Conduct Authority has decided to discontinue
  5. Consumer redress scheme opens – card security product holders have until March 2016 to claim compensation

    Press Releases Published: 18/08/2015 Last modified: 01/09/2015
    Consumer redress scheme opens – card security product holders have until March 2016 to claim compensation. Press Releases First published:. 18/08/2015. Last updated: 01/09/2015. Share page. Consumer redress scheme opens – card security product
  6. FCA bans and fines Robert Shaw, of TailorMade Independent Ltd, for SIPP advisory failings

    Press Releases Published: 13/08/2015 Last modified: 24/03/2020
    Robert Shaw, former director of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), has been banned from senior positions in financial services and fined £41,400 by the Financial Conduct Authority (FCA).
  7. FCA publishes rules on how it will apply the new accountability regime to UK branches of overseas banks and Solvency II firms

    Press Releases Published: 13/08/2015 Last modified: 19/04/2016
    FCA publishes rules on how it will apply the new accountability regime to UK branches of overseas banks and Solvency II firms. Press Releases First published:. 13/08/2015. Last updated: 19/04/2016. Share page. FCA publishes rules on how it will
  8. FCA secures High Court Judgment awarding injunction and over £7 million in penalties against five defendants for market abuse

    Press Releases Published: 11/08/2015 Last modified: 18/11/2021
    The High Court today held that the Financial Conduct Authority (FCA) is entitled to permanent injunctions and penalties totalling £7,570,000 against Da Vinci Invest Ltd, Mineworld Ltd, Mr Szabolcs Banya, Mr Gyorgy Szabolcs Brad and Mr Tamas Pornye
  9. The Financial Conduct Authority censures the Co-operative Bank for listing rules breaches and failing to be open with the regulator

    Press Releases Published: 11/08/2015 Last modified: 12/01/2023
    The Financial Conduct Authority (FCA) has issued a public censure against The Co-operative Bank plc (Co-op Bank) for breaching its Listing Rules. The Listing Rules require issuers to ensure that information published is not misleading so that
  10. Statement on the Financial Advice Market Review

    Statements Published: 03/08/2015 Last modified: 03/08/2015
    Statement on the Financial Advice Market Review. Statements First published:. 03/08/2015. Last updated: 03/08/2015. Share page. Statement on the Financial Advice Market Review. Today the Financial Conduct Authority (FCA) and HM Treasury have