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FCA consults on 2015/16 fees for regulated firms
FCA consults on 2015/16 fees for regulated firms. Press Releases First published:. 26/03/2015. Last updated: 26/03/2015. Share page. FCA consults on 2015/16 fees for regulated firms. The Financial Conduct Authority (FCA) is consulting on fees for -
FCA publishes final retirement income market study report
FCA publishes final retirement income market study report. Press Releases First published:. 26/03/2015. Last updated: 26/03/2015. Share page. FCA publishes final retirement income market study report. The Financial Conduct Authority has today -
FCA to ask firms for their views on MiFID II implementation
FCA to ask firms for their views on MiFID II implementation. Press Releases First published:. 26/03/2015. Last updated: 08/11/2016. Share page. FCA to ask firms for their views on MiFID II implementation. The Financial Conduct Authority (FCA) is -
FCA proposes an end to opt-out selling of insurance add-ons
FCA proposes an end to opt-out selling of insurance add-ons. Press Releases First published:. 25/03/2015. Last updated: 25/03/2015. Share page. FCA proposes an end to opt-out selling of insurance add-ons. The Financial Conduct Authority today -
FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions
FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions. Press Releases First published:. 24/03/2015. Last updated: 14/09/2015. Share page. FCA publishes its Business Plan for 2015/16 and -
As new pension freedoms arrive be ScamSmart
As changes to the pension system approach, the FCA has urged people to be ScamSmart and on the look-out for dodgy investment scams. -
John Griffith-Jones responds to the Christine Farnish review of the Money Advice Service
John Griffith-Jones responds to the Christine Farnish review of the Money Advice Service. Statements First published:. 20/03/2015. Last updated: 21/11/2016. Share page. John Griffith-Jones responds to the Christine Farnish review of the Money -
FCA bans and fines two individuals for pension advice failings
Lloyd Pope and Peter Legerton, former directors of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), have been banned from senior positions in financial services by the Financial Conduct Authority (FCA). -
Former senior trader sentenced for insider dealing
In a case brought by the Financial Conduct Authority (FCA), Julian Rifat – a former senior execution trader and portfolio strategist at Moore Europe Capital Management LLC – has today been sentenced at Southwark Crown Court to 19 months -
News for customers of Hume Capital Securities (HCS)
News for customers of Hume Capital Securities (HCS). Statements First published:. 17/03/2015. Last updated: 17/03/2015. Share page. News for customers of Hume Capital Securities (HCS). On 16 March 2015 at 10:47AM the High Court appointed Julien