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Showing 2001 to 2010 of 2432 search results.

  1. FCA publishes rules on retirement risk warnings

    Press Releases Published: 27/02/2015 Last modified: 27/02/2015
    FCA publishes rules on retirement risk warnings. Press Releases First published:. 27/02/2015. Last updated: 27/02/2015. Share page. FCA publishes rules on retirement risk warnings. New rules published by the Financial Conduct Authority (FCA) today

  2. Former Logica PLC Manager pleads guilty to insider dealing

    Press Releases Published: 26/02/2015 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA) Ryan Willmott, formerly Group Reporting and Financial Planning Manager for Logica PLC, has today pleaded guilty to three instances of insider dealing.

  3. Competition Concurrency Consultation Breakfast Forum – 6 March 2015

    News stories Published: 24/02/2015 Last modified: 30/09/2016
    Competition Concurrency Consultation Breakfast Forum – 6 March 2015. News stories First published:. 24/02/2015. Last updated: 30/09/2016. Share page. Competition Concurrency Consultation Breakfast Forum – 6 March 2015. Along with the PSR, we

  4. FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly

    Press Releases Published: 24/02/2015 Last modified: 24/02/2015
    FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly. Press Releases First published:. 24/02/2015. Last updated: 24/02/2015. Share page. FCA fines Aviva Investors £17.6m

  5. FCA challenges firms to review approach to consumer vulnerability

    Press Releases Published: 23/02/2015 Last modified: 27/04/2020
    Research published by the FCA reveals that some vulnerable consumers seeking help from financial providers are meeting ‘a computer says no’ approach, putting them at risk of further detriment

  6. FCA sets out approach to Non-Executive Directors and the Senior Managers Regime

    Press Releases Published: 23/02/2015 Last modified: 23/02/2015
    FCA sets out approach to Non-Executive Directors and the Senior Managers Regime. Press Releases First published:. 23/02/2015. Last updated: 23/02/2015. Share page. FCA sets out approach to Non-Executive Directors and the Senior Managers Regime.

  7. Financial Conduct Authority statement on Connaught - Update 20/02/2015

    Statements Published: 20/02/2015 Last modified: 20/02/2015
    Financial Conduct Authority statement on Connaught - Update 20/02/2015. Statements First published:. 20/02/2015. Last updated: 20/02/2015. Share page. Financial Conduct Authority statement on Connaught - Update 20/02/2015. The FCA has been working

  8. Authorised fund supervision reviews and reporting agreement

    News stories Published: 20/02/2015 Last modified: 06/08/2015
    Find out about some of our supervision work and a reporting agreement with depositaries and trustees.

  9. FCA to investigate competition in investment and corporate banking services following review of wholesale markets

    Press Releases Published: 19/02/2015 Last modified: 19/02/2015
    FCA to investigate competition in investment and corporate banking services following review of wholesale markets. Press Releases First published:. 19/02/2015. Last updated: 19/02/2015. Share page. FCA to investigate competition in investment and

  10. Former Group Reporting and Financial Planning Manager for Logica PLC appears in court in respect of insider dealing

    Press Releases Published: 11/02/2015 Last modified: 05/04/2023
    As part of an investigation by the Financial Conduct Authority (FCA) Ryan Tony Willmott (DOB: 17/01/1982), aged 33 from Reading, formerly Group Reporting and Financial Planning Manager for Logica PLC, appeared today (11 February 2015) before