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Showing 2011 to 2020 of 2432 search results.

  1. New Chairs of the Financial Conduct Authority’s Practitioner Panels announced today

    Press Releases Published: 06/02/2015 Last modified: 03/11/2016
    New Chairs of the Financial Conduct Authority’s Practitioner Panels announced today. Press Releases First published:. 06/02/2015. Last updated: 03/11/2016. Share page. New Chairs of the Financial Conduct Authority’s Practitioner Panels

  2. FCA confirms final rules for independent governance committees

    Press Releases Published: 04/02/2015 Last modified: 04/02/2015
    FCA confirms final rules for independent governance committees. Press Releases First published:. 04/02/2015. Last updated: 04/02/2015. Share page. FCA confirms final rules for independent governance committees. The Financial Conduct Authority (FCA)

  3. News for customers of LQD Markets UK

    Statements Published: 03/02/2015 Last modified: 03/02/2015
    News for customers of LQD Markets UK. Statements First published:. 03/02/2015. Last updated: 03/02/2015. Share page. News for customers of LQD Markets UK. On 27 January 2015 LQD Markets UK formally entered into Special Administration Regime

  4. Alex Hope and Raj Von Badlo sentenced following FCA prosecution

    Press Releases Published: 30/01/2015 Last modified: 30/01/2015
    Alex Hope and Raj Von Badlo sentenced following FCA prosecution. Press Releases First published:. 30/01/2015. Last updated: 30/01/2015. Share page. Alex Hope and Raj Von Badlo sentenced following FCA prosecution. Having been convicted on 9 January

  5. The Financial Conduct Authority to gather evidence on how the PPI complaints process is working

    Press Releases Published: 30/01/2015 Last modified: 03/11/2016
    The Financial Conduct Authority to gather evidence on how the PPI complaints process is working. Press Releases First published:. 30/01/2015. Last updated: 03/11/2016. Share page. The Financial Conduct Authority to gather evidence on how the PPI

  6. Compensation package agreed for consumers sold card security products

    Press Releases Published: 27/01/2015 Last modified: 28/01/2015
    Compensation package agreed for consumers sold card security products. Press Releases First published:. 27/01/2015. Last updated: 28/01/2015. Share page. Compensation package agreed for consumers sold card security products. The Financial Conduct

  7. FCA introduces additional protection for consumers ahead of pension freedoms

    Press Releases Published: 26/01/2015 Last modified: 26/01/2015
    FCA introduces additional protection for consumers ahead of pension freedoms. Press Releases First published:. 26/01/2015. Last updated: 26/01/2015. Share page. FCA introduces additional protection for consumers ahead of pension freedoms. The

  8. The retrospective application of rules: feedback on the call for examples

    News stories Published: 22/01/2015 Last modified: 19/11/2021
    We asked firms to provide examples of the retrospective application of regulatory rules

  9. Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR

    Press Releases Published: 22/01/2015 Last modified: 22/01/2015
    Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR. Press Releases First published:. 22/01/2015. Last updated: 22/01/2015. Share page. Two former senior executives of Martin Brokers fined and

  10. News for customers of Alpari (UK) Limited

    Statements Published: 20/01/2015 Last modified: 23/03/2018
    News for customers of Alpari (UK) Limited. Statements First published:. 20/01/2015. Last updated: 23/03/2018. Share page. News for customers of Alpari (UK) Limited. On 19 January 2015 Alpari (UK) Limited (Alpari) formally entered into Special