Showing 2051 to 2060 of 2432 search results.

2051. FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures

      Press Releases Published: 20/11/2014 Last modified: 20/11/2014
      FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures. Press Releases First published:. 20/11/2014. Last updated: 20/11/2014. Share page. FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures. The Financial

2052. Customers of Corporate Advances Ltd may be able to claim a refund

      News stories Published: 17/11/2014 Last modified: 17/11/2014
      Customers of Corporate Advances Ltd may be able to claim a refund. News stories First published:. 17/11/2014. Last updated: 17/11/2014. Customers of Corporate Advances Ltd may be able to claim a refund. Corporate Advances Ltd is in liquidation. If

2053. FCA fines Chase de Vere for failures surrounding sale of Keydata Products

      Press Releases Published: 17/11/2014 Last modified: 17/11/2014
      FCA fines Chase de Vere for failures surrounding sale of Keydata Products. Press Releases First published:. 17/11/2014. Last updated: 17/11/2014. Share page. FCA fines Chase de Vere for failures surrounding sale of Keydata Products. The Financial

2054. The Financial Conduct Authority and industry agree to improve the way consumer complaints are dealt with

      Press Releases Published: 17/11/2014 Last modified: 01/11/2016
      The Financial Conduct Authority and industry agree to improve the way consumer complaints are dealt with. Press Releases First published:. 17/11/2014. Last updated: 01/11/2016. Share page. The Financial Conduct Authority and industry agree to

2055. FCA finds small firms need to manage financial crime risks more effectively

      Press Releases Published: 14/11/2014 Last modified: 23/11/2021
      The Financial Conduct Authority (FCA) has found that many small banks and commercial insurance intermediaries fail to effectively manage financial crime risk.

2056. FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme

      Press Releases Published: 12/11/2014 Last modified: 04/11/2019
      The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358

2057. FCA confirms price cap rules for payday lenders

      Press Releases Published: 11/11/2014 Last modified: 17/11/2014
      FCA confirms price cap rules for payday lenders. Press Releases First published:. 11/11/2014. Last updated: 17/11/2014. FCA confirms price cap rules for payday lenders. People using payday lenders and other providers of high-cost short-term credit

2058. Temporary ban on net short positions: Banca Monte dei Paschi di Siena and Banca Carige (extension)

      Statements Published: 11/11/2014 Last modified: 11/11/2014
      Temporary ban on net short positions: Banca Monte dei Paschi di Siena and Banca Carige (extension). Statements First published:. 11/11/2014. Last updated: 11/11/2014. Share page. Temporary ban on net short positions: Banca Monte dei Paschi di Siena

2059. Former Moore Capital trader pleads guilty to insider dealing

      Press Releases Published: 07/11/2014 Last modified: 05/04/2023
      In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing

2060. Temporary prohibition of short selling: Portugal Telecom

      Statements Published: 05/11/2014 Last modified: 09/12/2016
      Temporary prohibition of short selling: Portugal Telecom. Statements First published:. 05/11/2014. Last updated: 09/12/2016. Share page. Temporary prohibition of short selling: Portugal Telecom. The Financial Conduct Authority (“FCA”) notifies