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  1. Former Swinton executives fined and banned from senior roles after insurance add-ons mis-selling

    Press Releases Published: 05/11/2014 Last modified: 29/11/2021
    The Financial Conduct Authority (FCA) has fined three former senior executives of Swinton Group Limited (Swinton) £928,000. The FCA’s action follows previous enforcement action taken against Swinton: in 2013 it was fined £7.4m after it adopted

  2. Statement re: promotion of shares in EMMIT plc

    Press Releases Published: 31/10/2014 Last modified: 21/11/2016
    Statement re: promotion of shares in EMMIT plc. Press Releases First published:. 31/10/2014. Last updated: 21/11/2016. Share page. Statement re: promotion of shares in EMMIT plc. The Financial Conduct Authority (FCA) has been made aware that

  3. FCA fines Sesame Ltd for ‘pay-to-play’ arrangements

    Press Releases Published: 30/10/2014 Last modified: 30/10/2014
    FCA fines Sesame Ltd for ‘pay-to-play’ arrangements. Press Releases First published:. 30/10/2014. Last updated: 30/10/2014. Share page. FCA fines Sesame Ltd for ‘pay-to-play’ arrangements. Sesame Ltd, the UK’s largest network of financial

  4. Feedback from ‘Working Better Together With Data’ event

    News stories Published: 30/10/2014 Last modified: 22/04/2016
    A year on from publishing ‘The FCA Data Strategy - How we will manage and use the data we collect', we hosted our first data-focused event – ‘Working Better Together With Data’ on 25 September 2014. 

  5. FCA statement regarding Tesco

    Statements Published: 29/10/2014 Last modified: 29/10/2014
    FCA statement regarding Tesco. Statements First published:. 29/10/2014. Last updated: 29/10/2014. FCA statement regarding Tesco. In the light of the Serious Fraud Office (SFO) decision to launch an investigation into this matter, and following

  6. Financial Conduct Authority consults on restrictions on the retail distribution of regulatory capital instruments

    Press Releases Published: 29/10/2014 Last modified: 29/10/2014
    Financial Conduct Authority consults on restrictions on the retail distribution of regulatory capital instruments. Press Releases First published:. 29/10/2014. Last updated: 29/10/2014. Share page. Financial Conduct Authority consults on

  7. FCA fines Yorkshire Building Society £4,135,600 for failings in dealing with customers in mortgage arrears

    Press Releases Published: 29/10/2014 Last modified: 29/10/2014
    FCA fines Yorkshire Building Society £4,135,600 for failings in dealing with customers in mortgage arrears. Press Releases First published:. 29/10/2014. Last updated: 29/10/2014. Share page. FCA fines Yorkshire Building Society £4,135,600 for

  8. Innovation Hub now open for business, says FCA

    Press Releases Published: 28/10/2014 Last modified: 28/10/2014
    Innovation Hub now open for business, says FCA. Press Releases First published:. 28/10/2014. Last updated: 28/10/2014. Share page. Innovation Hub now open for business, says FCA. The Financial Conduct Authority’s (FCA) Innovation Hub, part of

  9. Temporary ban on net short positions

    Statements Published: 27/10/2014 Last modified: 13/03/2017
    Temporary ban on net short positions. Statements First published:. 27/10/2014. Last updated: 13/03/2017. Temporary ban on net short positions. The Financial Conduct Authority (“FCA”) would like to draw the industry’s attention to the

  10. FCA publishes Decision Notice against Paul Reynolds deciding to ban him and fine him £290,344

    Press Releases Published: 23/10/2014 Last modified: 23/10/2014
    The Financial Conduct Authority (FCA) has today published a Decision Notice against Paul Reynolds (formerly known as Paul Brian Reynolds).