Showing 2081 to 2090 of 2432 search results.

2081. Barclays fined £38 million for putting £16.5 billion of client assets at risk

      Press Releases Published: 23/09/2014 Last modified: 30/08/2015
      Barclays fined £38 million for putting £16.5 billion of client assets at risk. Press Releases First published:. 23/09/2014. Last updated: 30/08/2015. Share page. Barclays fined £38 million for putting £16.5 billion of client assets at risk.

2082. Debt management firms must raise their game, says FCA

      Press Releases Published: 22/09/2014 Last modified: 21/11/2016
      Debt management firms must raise their game, says FCA. Press Releases First published:. 22/09/2014. Last updated: 21/11/2016. Share page. Debt management firms must raise their game, says FCA. The Financial Conduct Authority (FCA) says debt

2083. MiFID II conference

      News stories Published: 19/09/2014 Last modified: 09/12/2016
      MiFID II conference. News stories First published:. 19/09/2014. Last updated: 09/12/2016. Find out about the MiFID II conference we held with nearly 500 registered attendees, watch video highlights of the event and read some of the key speeches. We

2084. Customers of three debt management firms should stop making payments

      News stories Published: 18/09/2014 Last modified: 13/11/2014
      Debt management customers of Gregson and Brooke Financial Services (trading as Expert Money Solutions), One Tick (trading as Debt Savers Direct and 1-Tick) and the Money Management Service should stop making payments to these firms.

2085. Financial adviser banned and fined £300,000 after clients lost out investing in companies he controlled

      Press Releases Published: 16/09/2014 Last modified: 16/09/2014
      Financial adviser banned and fined £300,000 after clients lost out investing in companies he controlled. Press Releases First published:. 16/09/2014. Last updated: 16/09/2014. Share page. Financial adviser banned and fined £300,000 after clients

2086. Insider dealers ordered to pay £3.2m in confiscation

      Press Releases Published: 14/09/2014 Last modified: 05/04/2023
      In a case brought by the Financial Conduct Authority (FCA) and heard at Southwark Crown Court Confiscation Orders (the Orders) totalling £3,249,488.71 were made by His Honour Judge Pegden QC between 10 September 2014 and 15 September 2014.

2087. FCA concludes action to protect consumers from unauthorised clone

      Statements Published: 11/09/2014 Last modified: 19/01/2016
      The FCA commenced civil proceedings in September 2014 because it was concerned that individuals purporting to be Joh. Berenberg, Gossler & Co. KG had carried on regulated activities in breach of the Financial Services and Markets Act 2000 by acting

2088. Temporary restriction in short selling

      Statements Published: 04/09/2014 Last modified: 01/11/2016
      Temporary restriction in short selling. Statements First published:. 04/09/2014. Last updated: 01/11/2016. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

2089. FCA bans and fines former Burlington director for dishonest involvement in the sale of Unregulated Collective Investment Schemes to retail customers

      Press Releases Published: 29/08/2014 Last modified: 29/08/2014
      FCA bans and fines former Burlington director for dishonest involvement in the sale of Unregulated Collective Investment Schemes to retail customers. Press Releases First published:. 29/08/2014. Last updated: 29/08/2014. Share page. FCA bans and

2090. FCA publishes update on PPI work – firms have improved complaints handling and are reopening two and a half million old complaints to ensure fair redress is paid

      Press Releases Published: 29/08/2014 Last modified: 01/11/2016
      FCA publishes update on PPI work – firms have improved complaints handling and are reopening two and a half million old complaints to ensure fair redress is paid. Press Releases First published:. 29/08/2014. Last updated: 01/11/2016. Share page.