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  1. FCA restricts distribution of CoCos to retail investors

    Press Releases Published: 05/08/2014 Last modified: 06/01/2017
    FCA restricts distribution of CoCos to retail investors. Press Releases First published:. 05/08/2014. Last updated: 06/01/2017. Share page. FCA restricts distribution of CoCos to retail investors. In the first use of new consumer protection powers,

  2. Temporary restriction in short selling

    Statements Published: 01/08/2014 Last modified: 08/11/2016
    Temporary restriction in short selling. Statements First published:. 01/08/2014. Last updated: 08/11/2016. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it extends the prohibition of short selling

  3. Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes

    Statements Published: 01/08/2014 Last modified: 01/08/2014
    Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes. Statements First published:. 01/08/2014. Last updated: 01/08/2014. Defined contribution workplace pensions: The audit of charges and benefits in legacy

  4. FCA finds firms fail to deliver best execution

    Press Releases Published: 31/07/2014 Last modified: 31/07/2014
    FCA finds firms fail to deliver best execution. Press Releases First published:. 31/07/2014. Last updated: 31/07/2014. Share page. FCA finds firms fail to deliver best execution. Retail and professional clients are being failed by firms that

  5. Financial Incentives for Whistleblowers

    Statements Published: 30/07/2014 Last modified: 30/07/2014
    Financial Incentives for Whistleblowers. Statements First published:. 30/07/2014. Last updated: 30/07/2014. Financial Incentives for Whistleblowers. As part of our response to the PCBS recommendations we agreed to conduct further research into the

  6. Tribunal upholds FCA decision to fine and ban former hedge fund CEO Alberto Micalizzi

    Press Releases Published: 30/07/2014 Last modified: 30/07/2014
    Tribunal upholds FCA decision to fine and ban former hedge fund CEO Alberto Micalizzi. Press Releases First published:. 30/07/2014. Last updated: 30/07/2014. Share page. Tribunal upholds FCA decision to fine and ban former hedge fund CEO Alberto

  7. Prudential Regulation Authority and Financial Conduct Authority consult on proposals to improve responsibility and accountability in the banking sector

    Press Releases Published: 30/07/2014 Last modified: 04/11/2019
    The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) have today published two joint consultation papers aimed at improving individual responsibility and accountability in the banking sector.

  8. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings

    Press Releases Published: 28/07/2014 Last modified: 28/07/2014
    Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings. Press Releases First published:. 28/07/2014. Last updated: 28/07/2014. Share page. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings.

  9. Corporate Bond Funds

    News stories Published: 25/07/2014 Last modified: 25/07/2014
    Corporate Bond Funds. News stories First published:. 25/07/2014. Last updated: 25/07/2014. Some important considerations if you have or are planning to invest in corporate bond funds. Corporate bond funds typically invest at least 80% of their

  10. Less than five weeks remaining for CPP customers to claim compensation on mis-sold card and identity protection insurance

    Press Releases Published: 25/07/2014 Last modified: 24/11/2021
    People who were mis-sold Card Protection Plan Limited (CPP) card or identity protection insurance products have less than five weeks to submit their compensation claims.