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FCA commences criminal prosecution against Phillip Boakes in relation to an unauthorised investment scheme
FCA commences criminal prosecution against Phillip Boakes in relation to an unauthorised investment scheme. Press Releases First published:. 23/07/2014. Last updated: 23/07/2014. Share page. FCA commences criminal prosecution against Phillip Boakes -
FCA imposes recruitment ban on the Financial Group for failing to control its Appointed Representatives
FCA imposes recruitment ban on the Financial Group for failing to control its Appointed Representatives. Press Releases First published:. 23/07/2014. Last updated: 23/07/2014. Share page. FCA imposes recruitment ban on the Financial Group for -
FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000
FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000. Press Releases First published:. 22/07/2014. Last updated: 22/07/2014. Share page. FCA publishes Final Notice for Ian Hannam and confirms a financial penalty -
FCA publishes results of thematic reviews into enhanced transfer values and SIPP operators
FCA publishes results of thematic reviews into enhanced transfer values and SIPP operators. Press Releases First published:. 21/07/2014. Last updated: 21/07/2014. Share page. FCA publishes results of thematic reviews into enhanced transfer values -
Statement from the Financial Conduct Authority on the joint market study on banking services for small businesses
Statement from the Financial Conduct Authority on the joint market study on banking services for small businesses. Press Releases First published:. 18/07/2014. Last updated: 08/11/2016. Share page. Statement from the Financial Conduct Authority on -
FCA Annual Public Meeting 2014
FCA Annual Public Meeting 2014. News stories First published:. 17/07/2014. Last updated: 05/08/2014. FCA Annual Public Meeting 2014. Our APM took place on 17 July 2014, at the meeting we discussed our 2013/14 Annual Report. We looked at how we have -
Temporary restriction in short selling
Temporary restriction in short selling. Statements First published:. 16/07/2014. Last updated: 13/03/2017. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in -
Price comparison websites failing to meet FCA expectations
Price comparison websites failing to meet FCA expectations. Press Releases First published:. 16/07/2014. Last updated: 16/07/2014. Share page. Price comparison websites failing to meet FCA expectations. The Financial Conduct Authority (FCA) has -
FCA proposes price cap for payday lenders
FCA proposes price cap for payday lenders. Press Releases First published:. 15/07/2014. Last updated: 15/07/2014. Share page. FCA proposes price cap for payday lenders. People using payday lenders and other providers of high-cost short-term credit -
Temporary restriction in short selling - extension
Temporary restriction in short selling - extension. Statements First published:. 14/07/2014. Last updated: 08/11/2016. Share page. Temporary restriction in short selling - extension. The Financial Conduct Authority (“FCA”) notifies that it