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  1. Statement on the Fair and Effective Markets Review

    Statements Published: 12/06/2014 Last modified: 04/11/2019
    The government have today announced the ‘Fair and effective Markets Review’ into wholesale markets.

  2. Letter from the Chairman to the Chancellor on Senior Managers and Certificate Scheme: extension to foreign banks

    Statements Published: 12/06/2014 Last modified: 13/06/2014
    Letter from the Chairman to the Chancellor on Senior Managers and Certificate Scheme: extension to foreign banks. Statements First published:. 12/06/2014. Last updated: 13/06/2014. Share page. Letter from the Chairman to the Chancellor on Senior

  3. FCA finalises rules to improve the protection of client money and custody assets

    Press Releases Published: 10/06/2014 Last modified: 10/06/2014
    FCA finalises rules to improve the protection of client money and custody assets. Press Releases First published:. 10/06/2014. Last updated: 10/06/2014. FCA finalises rules to improve the protection of client money and custody assets. The Financial

  4. FCA updates retirement income market study terms of reference

    Press Releases Published: 09/06/2014 Last modified: 09/06/2014
    FCA updates retirement income market study terms of reference. Press Releases First published:. 09/06/2014. Last updated: 09/06/2014. FCA updates retirement income market study terms of reference. The Financial Conduct Authority (FCA) has today

  5. Update on the FCA’s work on retirement income

    News stories Published: 06/06/2014 Last modified: 09/06/2014
    Update on the FCA’s work on retirement income. News stories First published:. 06/06/2014. Last updated: 09/06/2014. Share page. Update on the FCA’s work on retirement income. Last year the FCA undertook a thematic review of annuities and found

  6. FCA says logbook lenders must raise standards

    Press Releases Published: 05/06/2014 Last modified: 09/12/2016
    Research published today lifts the lid on how these firms treat their customers. The FCA has found evidence of poor firm behaviour, including little or no affordability checks with some applicants encouraged to manipulate details of their income on

  7. General insurance sector conference

    News stories Published: 02/06/2014 Last modified: 26/10/2020
    At our first general insurance sector conference on 2 June 2014 we discussed our strategy for general insurance conduct regulation and key conduct issues for the sector.

  8. Tribunal upholds decision of Financial Conduct Authority to find Ian Hannam guilty of market abuse

    Press Releases Published: 28/05/2014 Last modified: 28/05/2014
    Tribunal upholds decision of Financial Conduct Authority to find Ian Hannam guilty of market abuse. Press Releases First published:. 28/05/2014. Last updated: 28/05/2014. Share page. Tribunal upholds decision of Financial Conduct Authority to find

  9. FCA calls on insurance intermediaries to better manage conflicts of interest when dealing with small business clients

    Press Releases Published: 27/05/2014 Last modified: 27/05/2014
    FCA calls on insurance intermediaries to better manage conflicts of interest when dealing with small business clients. Press Releases First published:. 27/05/2014. Last updated: 27/05/2014. Share page. FCA calls on insurance intermediaries to

  10. Barclays fined £26m for failings surrounding the London Gold Fixing and former Barclays trader banned and fined for inappropriate conduct

    Press Releases Published: 23/05/2014 Last modified: 24/03/2015
    Barclays fined £26m for failings surrounding the London Gold Fixing and former Barclays trader banned and fined for inappropriate conduct. Press Releases First published:. 23/05/2014. Last updated: 24/03/2015. Share page. Barclays fined £26m for