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  1. FCA Independent Directors Publish Protocol and Updated Terms of Reference

    Press Releases Published: 02/05/2014 Last modified: 02/05/2014
    FCA Independent Directors Publish Protocol and Updated Terms of Reference. Press Releases First published:. 02/05/2014. Last updated: 02/05/2014. Share page. FCA Independent Directors Publish Protocol and Updated Terms of Reference. On 8 April 2014

  2. FCA set to implement new listing rules in May 2014

    Statements Published: 01/05/2014 Last modified: 01/05/2014
    FCA set to implement new listing rules in May 2014. Statements First published:. 01/05/2014. Last updated: 01/05/2014. Share page. FCA set to implement new listing rules in May 2014. The Financial Conduct Authority (FCA) Board has today made the

  3. Statement following successful abuse argument by the defence in R v Crawley & others (Southwark CC)

    Statements Published: 01/05/2014 Last modified: 09/12/2016
    Statement following successful abuse argument by the defence in R v Crawley & others (Southwark CC). Statements First published:. 01/05/2014. Last updated: 09/12/2016. Share page. Statement following successful abuse argument by the defence in R v

  4. Former UBS trader banned for failings related to US$2.3 billion unauthorised trading losses by Kweku Adoboli

    Press Releases Published: 01/05/2014 Last modified: 24/11/2021
    The Financial Conduct Authority (FCA) has banned John Christopher Hughes from performing any function in relation to any regulated activity in the financial services industry.

  5. Invesco Perpetual fined £18.6 million for failings in fund management

    Press Releases Published: 28/04/2014 Last modified: 28/04/2014
    Invesco Perpetual fined £18.6 million for failings in fund management. Press Releases First published:. 28/04/2014. Last updated: 28/04/2014. Share page. Invesco Perpetual fined £18.6 million for failings in fund management. The Financial Conduct

  6. Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert

    News stories Published: 28/04/2014 Last modified: 28/04/2014
    Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert. News stories First published:. 28/04/2014. Last updated: 28/04/2014. Share page. Pension transfers or switches with a

  7. New mortgage rules come into force

    Press Releases Published: 26/04/2014 Last modified: 09/12/2016
    New mortgage rules come into force. Press Releases First published:. 26/04/2014. Last updated: 09/12/2016. Share page. New mortgage rules come into force. From today, new rules from the Financial Conduct Authority (FCA) come into force which will

  8. Antony Townsend to be new Complaints Commissioner

    Press Releases Published: 25/04/2014 Last modified: 25/04/2014
    Antony Townsend to be new Complaints Commissioner. Press Releases First published:. 25/04/2014. Last updated: 25/04/2014. Share page. Antony Townsend to be new Complaints Commissioner. The Bank of England and the Financial Conduct Authority (FCA)

  9. FCA appoints two new senior advisers focused on competition and investment banking

    Press Releases Published: 23/04/2014 Last modified: 23/04/2014
    FCA appoints two new senior advisers focused on competition and investment banking. Press Releases First published:. 23/04/2014. Last updated: 23/04/2014. Share page. FCA appoints two new senior advisers focused on competition and investment banking

  10. FCA bans partners of firm that failed to consider customer SIPP suitability

    Press Releases Published: 17/04/2014 Last modified: 20/05/2014
    FCA bans partners of firm that failed to consider customer SIPP suitability. Press Releases First published:. 17/04/2014. Last updated: 20/05/2014. Share page. FCA bans partners of firm that failed to consider customer SIPP suitability. Andrew Rees