Showing 2191 to 2200 of 2432 search results.

2191. FCA statement on supervisory work on the fair treatment of long standing customers in life insurance

      Statements Published: 28/03/2014 Last modified: 28/03/2014
      FCA statement on supervisory work on the fair treatment of long standing customers in life insurance. Statements First published:. 28/03/2014. Last updated: 28/03/2014. Share page. FCA statement on supervisory work on the fair treatment of long

2192. Santander UK fined £12.4m for widespread investment advice failings

      Press Releases Published: 26/03/2014 Last modified: 25/11/2021
      Santander UK Plc has been fined £12,377,800 by the Financial Conduct Authority (FCA) after the regulator uncovered serious failings in the way it offered financial advice from its bank.

2193. Guide to the regulation of workplace defined contribution pensions

      News stories Published: 21/03/2014 Last modified: 12/01/2023
      We have jointly developed this guide with The Pensions Regulator to provide an overview of how workplace defined contribution (DC) pensions are regulated to protect the interests of consumers.

2194. The Pensions Regulator and the FCA publish joint regulatory guide

      Press Releases Published: 21/03/2014 Last modified: 01/04/2014
      The Pensions Regulator and the FCA publish joint regulatory guide. Press Releases First published:. 21/03/2014. Last updated: 01/04/2014. Share page. The Pensions Regulator and the FCA publish joint regulatory guide. A new guide that sets out how

2195. FCA winds up a boiler room

      Press Releases Published: 20/03/2014 Last modified: 01/04/2014
      FCA winds up a boiler room. Press Releases First published:. 20/03/2014. Last updated: 01/04/2014. Share page. FCA winds up a boiler room. On 18 March 2014, the High Court made a winding up order against First Capital Wealth Limited (FCW) and the

2196. FCA bans and fines trader £662,700 for manipulating gilt price during QE

      Press Releases Published: 20/03/2014 Last modified: 01/04/2014
      FCA bans and fines trader £662,700 for manipulating gilt price during QE. Press Releases First published:. 20/03/2014. Last updated: 01/04/2014. Share page. FCA bans and fines trader £662,700 for manipulating gilt price during QE. Mark Stevenson,

2197. The Financial Conduct Authority publishes review into delivering ‘independent’ financial advice following the implementation of the Retail Distribution Review

      Press Releases Published: 20/03/2014 Last modified: 20/03/2014
      The Financial Conduct Authority publishes review into delivering ‘independent’ financial advice following the implementation of the Retail Distribution Review. Press Releases First published:. 20/03/2014. Last updated: 20/03/2014. Share page.

2198. Besso Limited fined for anti-bribery and corruption systems failings

      Press Releases Published: 19/03/2014 Last modified: 19/03/2014
      Besso Limited fined for anti-bribery and corruption systems failings. Press Releases First published:. 19/03/2014. Last updated: 19/03/2014. Share page. Besso Limited fined for anti-bribery and corruption systems failings. The Financial Conduct

2199. Consumer credit supervision webinar

      News stories Published: 18/03/2014 Last modified: 18/03/2014
      Consumer credit supervision webinar. News stories First published:. 18/03/2014. Last updated: 18/03/2014. Consumer credit supervision webinar. Our supervision webinar looked at our approach to supervising firms and how consumer credit firms can

2200. Update for investors in Arck LLP

      News stories Published: 17/03/2014 Last modified: 18/05/2021
      Some investors in Arck LLP (Arck) are being written to with offers of financial support by Yorkshire Bank.