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  1. HomeServe fined £30 million for widespread failings

    Press Releases Published: 13/02/2014 Last modified: 13/02/2014
    HomeServe fined £30 million for widespread failings. Press Releases First published:. 13/02/2014. Last updated: 13/02/2014. Share page. HomeServe fined £30 million for widespread failings. The Financial Conduct Authority (FCA) has issued its

  2. The Financial Conduct Authority publishes its findings on transition management

    Press Releases Published: 10/02/2014 Last modified: 07/02/2022
    Over £165 billion of assets invested in pensions and other large funds are transferred between investment managers, markets and products every year – potentially affecting the returns enjoyed by millions of consumers on their investments – by

  3. The FCA appoints adviser on wholesale banking and investment management

    Press Releases Published: 07/02/2014 Last modified: 29/11/2016
    The FCA appoints adviser on wholesale banking and investment management. Press Releases First published:. 07/02/2014. Last updated: 29/11/2016. Share page. The FCA appoints adviser on wholesale banking and investment management. The Financial

  4. Mortgage Market Review (MMR) workshop webcast

    News stories Published: 03/02/2014 Last modified: 12/09/2014
    Mortgage Market Review (MMR) workshop webcast. News stories First published:. 03/02/2014. Last updated: 12/09/2014. Share page. Mortgage Market Review (MMR) workshop webcast. Following our MMR workshops late last year, we have developed a webcast

  5. CPP redress scheme opens - customers have until end of August 2014 to claim

    Press Releases Published: 03/02/2014 Last modified: 03/02/2014
    CPP redress scheme opens - customers have until end of August 2014 to claim. Press Releases First published:. 03/02/2014. Last updated: 03/02/2014. Share page. CPP redress scheme opens - customers have until end of August 2014 to claim. Seven

  6. State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings

    Press Releases Published: 31/01/2014 Last modified: 31/01/2014
    State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings. Press Releases First published:. 31/01/2014. Last updated: 31/01/2014. Share page. State Street UK fined £22.9m by Financial Conduct Authority for

  7. New rules proposed for sponsors to enhance listing regime

    Press Releases Published: 30/01/2014 Last modified: 30/01/2014
    New rules proposed for sponsors to enhance listing regime. Press Releases First published:. 30/01/2014. Last updated: 30/01/2014. Share page. New rules proposed for sponsors to enhance listing regime. Proposed new rules to ensure sponsors –

  8. Adviser banned and fined for fabricating RDR qualification certificates

    Press Releases Published: 30/01/2014 Last modified: 30/01/2014
    Adviser banned and fined for fabricating RDR qualification certificates. Press Releases First published:. 30/01/2014. Last updated: 30/01/2014. Share page. Adviser banned and fined for fabricating RDR qualification certificates. Former retail

  9. FCA bans former BGC senior executive Anthony Verrier

    Press Releases Published: 29/01/2014 Last modified: 30/06/2014
    FCA bans former BGC senior executive Anthony Verrier. Press Releases First published:. 29/01/2014. Last updated: 30/06/2014. Share page. FCA bans former BGC senior executive Anthony Verrier. The Financial Conduct Authority (FCA) has banned Anthony

  10. Temporary restriction in short selling

    Statements Published: 27/01/2014 Last modified: 13/03/2017
    Temporary restriction in short selling. Statements First published:. 27/01/2014. Last updated: 13/03/2017. Temporary restriction in short selling. The Financial Conduct Authority (FCA) notifies that it temporarily restricts short selling in the