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  1. J.P. Morgan International Bank fined for systems and controls failings in its wealth management business

    Press Releases Published: 23/05/2013 Last modified: 22/11/2021
    The Financial Conduct Authority has fined J.P. Morgan International Bank Limited (JPMIB) £3,076,200 for systems and controls failings relating to its provision of retail investment advice and portfolio investment services.

  2. Statement on consultation paper 12/19: restrictions on the retail distribution of unregulated collective investment schemes and close substitutes

    Statements Published: 07/05/2013 Last modified: 07/05/2013
    Statement on consultation paper 12/19: restrictions on the retail distribution of unregulated collective investment schemes and close substitutes. Statements First published:. 07/05/2013. Last updated: 07/05/2013. Share page. Statement on

  3. Responses to the FSA's Discussion Paper on Transparency (FSA DP13/1)

    News stories Published: 03/05/2013 Last modified: 03/05/2013
    The response period for our Transparency Discussion Paper closed on 26 April 2013 and we received 52 responses.

  4. Two arrested in FCA insider dealing investigation

    Press Releases Published: 02/05/2013 Last modified: 05/04/2023
    On the 30 April the Financial Conduct Authority (FCA) with the assistance of the City of London Police Economic Crime Directorate executed a search warrant in West London.

  5. Borrowers with an interest-only mortgage should act now

    News stories Published: 02/05/2013 Last modified: 24/02/2016
    Find out why borrowers with an interest-only mortgage need to check whether their current plan will repay all of their loan and steps they can take to make sure it does.

  6. Former Mortgage Broker Committed to Crown Court for Conducting Unauthorised Business

    Press Releases Published: 02/05/2013 Last modified: 13/05/2013
    On Monday 29 April 2013, Michael Joseph James Lewis of 3 Sedley Close, Rainham, Gillingham, appeared at Medway Magistrates Court in relation to criminal offences brought against him by the Financial Conduct Authority (FCA).

  7. The FCA publishes findings of review into interest-only mortgages and reaches agreement with lenders to contact interest-only borrowers

    Press Releases Published: 02/05/2013 Last modified: 24/11/2021
    The Financial Conduct Authority (FCA) has published its research into consumers’ ability to repay their interest-only mortgages when they mature.

  8. Updating disclosures to reflect the creation of the FCA and PRA

    Statements Published: 01/05/2013 Last modified: 01/05/2013
    Our Handbook includes a number of disclosure requirements (some originating from EU legislation) relating to the need for firms to disclose who regulates them and how consumers may check that firms are on the public Financial Services Register.

  9. FCA publicly censures Horn Express Ltd (formerly known as Qaran Express Money Transfer Limited) for breaches of the Payment Services Regulations

    Press Releases Published: 30/04/2013 Last modified: 13/05/2013
    The Financial Conduct Authority (FCA) has publicly censured Horn Express Limited (formerly known as Qaran Express Money Transfer Limited, “QEMTL”) for failing to safeguard and segregate customer funds. The FCA would have fined QEMTL £136,687

  10. FCA charges two in relation to an unauthorised investment scheme

    Press Releases Published: 29/04/2013 Last modified: 15/05/2013
    The Financial Conduct Authority (FCA) has charged Alex Hope of Docklands, London and Raj Von Badlo of Bourne End, Buckinghamshire with a total of ten offences relating to an unauthorised investment scheme they promoted and operated. The scheme