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FCA announces ESG Advisory Committee to its Board
We have established a new advisory committee to the Board to work on Environmental, Social and Governance (ESG) issues. -
FCA sets out ideas to improve information provided to retail investors
The FCA is seeking views on how to ensure investors get clear, helpful information. -
FCA fines Metro Bank PLC £10 million and publishes Decision Notices for two of its former executive directors
Metro Bank PLC fined £10,002,300 for breaching the Listing Rules by publishing incorrect information to investors. -
FCA fines Santander UK £107.7 million for repeated anti-money laundering failures
The FCA has fined Santander UK Plc (Santander) £107,793,300 after it found serious and persistent gaps in its anti-money laundering (AML) controls, affecting its Business Banking customers. -
FCA fines three broker firms £4,775,200 for failures relating to the detection of market abuse
The FCA has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited for failing to ensure they had appropriate systems and controls in place to effectively detect market abuse. -
FCA sets out how mortgage firms should be supporting borrowers
The FCA has set out ways that mortgage firms can help customers worried about their mortgage payments due to the cost of living squeeze. -
FCA publishes Decision Notices against three bond traders for market manipulation
We have published Decision Notices given to bond traders Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth, for market abuse. -
Guidance for firms supporting their existing mortgage borrowers impacted by the rising cost of living
The FCA is consulting on draft guidance explaining a range of options firms have to support customers, including varying a contract for forbearance purposes. -
FCA outlines stronger rules to protect consumers from rogue financial promotions
The FCA has proposed new measures to clamp down on illegal, unfair or misleading financial marketing. -
Update on debt packager proposals
In November 2021, we consulted (CP 21/30) on new rules and guidance to ban debt packagers from receiving fees or other remuneration for referrals to debt solution providers.