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FCA calls on victims of Richard Faithfull to come forward ahead of confiscation hearing
The FCA has called on victims of Richard Faithfull to come forward by 12 September 2022 in order to ensure they be part of any claim for compensation. -
IFPR and eligibility for enhanced SM&CR status as a Significant SYSC firm
The FCA clarify the definition of ’Significant SYSC firm’ and eligibility for Enhanced Status under the SM&CR regime -
FCA encourages market participants to continue transition of LIBOR-linked bonds
Action for issuers and bondholders of outstanding LIBOR-linked bonds. -
Larry Barreto pleads guilty to carrying on regulated activities without authorisation
On 29 July 2022 at Southwark Crown Court, Mr Larry Barreto pleaded guilty to two counts of carrying on regulated activities without authorisation. -
FCA and PSR, Joint Regulatory Oversight Committee co-chairs, appoint Bryan Zhang as Strategic Working Group Chair
The Joint Regulatory Oversight Committee (JROC) has announced the set-up of a strategic working group (SWG). -
FCA appoints new Director of International
The FCA has appointed Ruairi O’Connell, OBE, as the FCA’s new Director of International. -
FCA fines Sir Christopher Gent for disclosing inside information
The Financial Conduct Authority (FCA) has fined Sir Christopher Gent, former non-executive Chairman of ConvaTec Group Plc, £80,000 for unlawfully disclosing inside information. -
FCA confirms new rules to improve oversight of Appointed Representatives
Our new rules to make authorised financial firms more responsible for their appointed representatives (ARs). -
FCA issues an update on switching in the mortgage market
The FCA has today released its latest statement on switching in the mortgages market. -
FCA to open Leeds office in September with 100 new jobs
The FCA will be opening an office in Leeds later this year, and will be recruiting to fill more than 100 new roles based in Leeds.