Showing 441 to 450 of 2431 search results.

441. FCA further bolsters its leadership team as it expands its headcount

     Press Releases Published: 05/07/2022 Last modified: 06/07/2022
     The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and

442. FCA cancels listing of Umuthi Healthcare Solutions

     Statements Published: 04/07/2022 Last modified: 22/09/2022
     The Financial Conduct Authority (FCA) has decided to discontinue the listing of the standard shares of Umuthi Healthcare Solutions plc (UHS).

443. Alexander David Securities Limited enters liquidation

     News stories Published: 04/07/2022 Last modified: 14/10/2022
     On 1 July 2022 Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation and Shane Cooks, Emma Sayers and Malcolm Cohen of BDO LLP were appointed as joint liquidators.

444. FCA resolves High Court proceedings in relation to unauthorised deposit taking

     Press Releases Published: 30/06/2022 Last modified: 01/07/2022
     Mohammed Kabir has agreed to orders to resolve proceedings brought by the FCA relating to an unauthorised deposit taking scheme.

445. Restrictions placed on Colbourne & Company

     Statements Published: 24/06/2022 Last modified: 07/07/2022
     On 23 June 2022 the FCA imposed a number of restrictions on Colbourne & Company stopping it from carrying out any regulated activities due to concerns about the way it conducts its business.

446. FCA tackling scams faster as part of data strategy

     Press Releases Published: 23/06/2022 Last modified: 19/08/2022
     The FCA is using data to tackle online fraud faster by scanning approximately 100,000 websites created every day to identify those that appear to be scams.

447. Changes to FCA Firm Reference Numbers (FRNs) and Product Reference Numbers (PRNs)

     News stories Published: 23/06/2022 Last modified: 23/06/2022
     We’re planning a move to seven-digit FRNs and PRNs for all newly registered firms and funds.

448. FCA fines Ghana International Bank Plc £5.8m for failings in its anti-money laundering controls

     Press Releases Published: 23/06/2022 Last modified: 23/06/2022
     Ghana International Bank Plc (GIB) £5,829,900 for poor anti-money laundering and counter-terrorist financing controls.

449. FCA seeks re-trial in insider dealing case

     Statements Published: 22/06/2022 Last modified: 22/06/2022
     The Financial Conduct Authority will pursue a re-trial of Stuart Bayes and Jonathan Swann for insider dealing offences.

450. FCA fines insurance broker JLT Specialty Limited £7.8m for financial crime control failings

     Press Releases Published: 22/06/2022 Last modified: 22/06/2022
     We have fined JLT Specialty Limited (JLTSL) £7,881,700 for financial crime control failings.