Showing 591 to 600 of 2432 search results.

591. Statement on Digital Regulatory Co-operation Forum inquiry

     Statements Published: 12/11/2021 Last modified: 12/11/2021
     Statement on the Digital Regulatory Co-operation Forum giving evidence to the Lords Communication and Digital Committee inquiry into Digital Revolution.

592. Consumer warning on Marvell Enterprises Ltd

     News stories Published: 12/11/2021 Last modified: 12/11/2021
     We have removed Marvell Enterprises Ltd’s permissions. It is therefore no longer authorised to carry out any regulated activities.

593. FCA fines Sunrise Brokers LLP £642,400 for serious financial crime control failings in relation to cum-ex trading

     Press Releases Published: 12/11/2021 Last modified: 12/11/2021
     Sunrise Brokers LLP has been fined over £600,000 for deficient anti money laundering systems and controls

594. FCA and Bank sign joint MoU with FMSB

     Statements Published: 09/11/2021 Last modified: 09/11/2021
     Jointly with the Bank of England we have signed a Memorandum of Understanding (MoU) with the Fixed Income, Currencies and Commodities Standards Board (FMSB)

595. FCA confirms plans to protect new funeral plan customers from July 2022

     News stories Published: 05/11/2021 Last modified: 05/11/2021
     Once pre-paid funeral plans come under our regulation next July, customers will be protected if their authorised plan provider fails.

596. FCA acts to help investors make more informed ESG investment decisions

     Press Releases Published: 03/11/2021 Last modified: 03/11/2021
     The FCA is committed to helping investors put Environmental, Social and Governance (ESG) matters at the heart of their investment decisions.

597. FCA and PRA statement on Jes Staley investigation

     Statements Published: 01/11/2021 Last modified: 01/11/2021
     FCA and PRA spokesperson quote regarding this investigation.

598. Financial regulators publish fourth edition of plan for upcoming work

     News stories Published: 01/11/2021 Last modified: 01/11/2021
     The Financial Services Regulatory Initiatives Forum has issued the fourth edition of the Regulatory Initiatives Grid which lists upcoming work.

599. Joint statement by the FCA, PRA, TPR and FRC on the publication of Climate Change Adaptation Reports 

     Statements Published: 28/10/2021 Last modified: 28/10/2021
     We and the other financial regulators have published CARs this year. They look at how we and the firms we regulate are embedding climate risks and opportunities into our strategies.

600. FCA statement on Liverpool Victoria

     Statements Published: 26/10/2021 Last modified: 26/10/2021
     The FCA has confirmed its non-objection to LV taking forward its next steps towards asking its members for their views on de-mutualisation.