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FCA updates position on cryptoasset Exchange Traded Notes for professional investors
The FCA will not object to requests from Recognised Investment Exchanges (RIEs) to create a UK listed market segment for cryptoasset-backed Exchange Traded Notes (cETNs). These products would be available for professional investors, such as -
FCA fines financial advice firm and bans Arthur Cobill and William Hofstetter for British Steel Pension Scheme advice and oversight failings
The FCA has fined Inspirational Financial Management Ltd (IFM), which is in administration, £897,840. -
House of Commons Treasury Committee’s ‘Sexism in the City’ report
The FCA shares the Committee’s view that there is an important role for regulators to play. -
FCA discontinues civil proceedings against Konstantinos Papadimitrakopoulos and Dimitris Gryparis
The FCA decided to discontinue the proceedings on 6 March 2024, which concludes all civil proceedings in the High Court -
Changes to the Financial Promotions Order
The FCA has carried out changes to Financial Promotion Order exemptions for high net worth individuals. -
FCA warns firms over anti-money laundering failings
We have warned firms about common failings we have found in financial crime controls. -
FCA to investigate use of personal guarantees in certain small business lending
The Financial Conduct Authority (FCA) has today committed to investigate the use of personal guarantees by lenders to support loans to certain small businesses. The steps come in response to a super complaint from the Federation of Small Businesses -
High Court allows the FCA to pause civil case against WealthTek LLP
On 1 March 2024, the High Court granted the FCA's application for a 12-month pause in its civil case against Mr Dance, in order to focus on criminal proceedings. -
3-month synthetic sterling LIBOR – 1 month to go
FCA issues final message before the end-March 2024 deadline and a reminder of the expected cessation of US dollar synthetic LIBOR at end-September 2024. -
Financial regulator finds wholesale data market can be improved
We have published the findings of our wholesale data market study. We started this work after concerns were raised with us in our call for input, launched in March 2020.