Showing 631 to 640 of 2432 search results.

631. FCA publishes Decision Notice against financial adviser for pension transfer advice failings

     Press Releases Published: 09/08/2021 Last modified: 09/08/2021
     The Financial Conduct Authority has published a Decision Notice against Geoffrey Edward Armin of Retirement and Pension Planning Services

632. FCA obtains bankruptcy order against Mohammed Maricar following unlawful CFD forex trading promotion

     News stories Published: 09/08/2021 Last modified: 09/08/2021
     Mohammed Maricar was involved with 24HR Trading Academy Ltd which unlawfully promoted and arranged forex trading using contracts for difference

633. Third consultation on new prudential regime for UK investment firms

     News stories Published: 06/08/2021 Last modified: 06/08/2021
     We are asking UK investment firms to provide feedback on the UK Investment Firm Prudential Regime.

634. Consumer warning on Northern Provident Investments

     News stories Published: 06/08/2021 Last modified: 15/06/2022
     Northern Provident Investments Ltd has proposed entering creditors’ voluntary liquidation. The FCA believes there is a high risk of scammers trying to take advantage of customers

635. FCA stops BDSwiss offering contracts for differences (CFDs) to UK customers

     Press Releases Published: 05/08/2021 Last modified: 05/08/2021
     The FCA has acted to stop a Cypriot-based firm, BDSwiss Holding Plc, and other members of the BDSwiss Group from offering high risk contracts for differences (CFDs) to UK investors.

636. FCA wins case against Avacade in the Court of Appeal

     Press Releases Published: 04/08/2021 Last modified: 21/10/2021
     The Court of Appeal has upheld findings of breaches against Alexandra Associates (UK) Limited trading as Avacade Future Solutions (AA), and Craig and Lee Lummis in a case brought by the Financial Conduct Authority (FCA).

637. FCA response to Provident’s scheme being approved by the High Court

     Statements Published: 04/08/2021 Last modified: 04/08/2021
     We continue to have significant concerns about Schemes of Arrangement being proposed and used by firms to avoid paying customers redress. The firm remains under investigation for its conduct.

638. Consumer warning on Cavendish Incorporated Limited

     News stories Published: 03/08/2021 Last modified: 03/08/2021
     We have imposed requirements on Cavendish Incorporated Ltd. It is therefore not currently permitted to carry out any regulated activities without the prior written consent of the FCA.

639. FCA proposing changes to streamline decision-making

     Press Releases Published: 29/07/2021 Last modified: 29/07/2021
     The FCA is proposing changes to its decision-making process which will enable it to make faster and more effective decisions.

640. FCA obtains High Court Order to remove hundreds of HM Land Registry charges, notices and restrictions registered against consumers’ properties by illegal money lender

     Press Releases Published: 29/07/2021 Last modified: 29/07/2021
     This application is the latest in several legal proceedings commenced by the FCA against Dharam Prakash Gopee arising out of his illegal money lending activities