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  1. FCA to require pension providers to offer to book Pension Wise appointments for consumers

    Press Releases Published: 04/05/2021 Last modified: 04/05/2021
    The Financial Conduct Authority (FCA) has today proposed new rules to require pension providers to ‘nudge’ consumers to Pension Wise in order to benefit from guidance before they access their defined contribution pension savings. This includes
  2. The FCA and Practitioner Panel joint survey for 2021 launches

    News stories Published: 30/04/2021 Last modified: 30/04/2021
    The FCA and Practitioner Panel joint survey for 2021 has launched. Regulated firms share their feedback on how the FCA regulates the industry.
  3. FCA consults on strengthening investor protections in SPACs

    Press Releases Published: 30/04/2021 Last modified: 30/04/2021
    The FCA has launched a consultation on proposed changes to its Listing Rules for certain special purpose acquisition companies (SPACs). 
  4. FCA sets out proposals to strengthen its financial promotion rules for high-risk investments

    Press Releases Published: 29/04/2021 Last modified: 29/04/2021
    Read our proposals to help retail investors make more effective decisions on high-risk investments
  5. FCA secures bankruptcy of 3 individuals involved in an unauthorised share scheme

    News stories Published: 28/04/2021 Last modified: 28/04/2021
    The High Court had previously ordered payment of nearly £3.62 million to those who bought shares that were promoted unlawfully
  6. FCA publishes letter of concerns in relation to Provident's proposed scheme of arrangement

    Statements Published: 22/04/2021 Last modified: 23/04/2021
    Provident's application for permission from the court to hold meetings of its scheme creditors to vote on a scheme of arrangement was heard at the High Court today
  7. FCA commences criminal proceedings for fraud and unauthorised business

    Press Releases Published: 22/04/2021 Last modified: 22/04/2021
    Following an investigation, the FCA has commenced criminal proceedings against Larry Barreto and Tassib Hussain.
  8. FCA Business Plan 2021/22

    Statements Published: 20/04/2021 Last modified: 20/04/2021
    We will publish our 2021/22 Business Plan in July, rather than April.
  9. Alsford Page & Gems Limited censured and agrees to pay extended warranty insurance customers £399,902

    Press Releases Published: 20/04/2021 Last modified: 20/04/2021
    We have publicly censured Alsford Page & Gems Limited and they will pay compensation totalling £399,902.
  10. FCA sets out approach to assessing Connaught complaints

    Statements Published: 19/04/2021 Last modified: 19/04/2021
    In December we published the report of Raj Parker’s 'Independent Review into the FSA and FCA’s handling of the Connaught Income Fund Series 1 and connected companies', and our response to that review. In our response we said that we were sorry