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  1. Nausicaa Delfas’s appointment as Interim Chief Executive and Chief Ombudsman of Financial Ombudsman Service

    Statements Published: 19/04/2021 Last modified: 19/04/2021
    The Financial Ombudsman Service has appointed Nausicaa Delfas as the organisation’s interim Chief Executive and Chief Ombudsman.

  2. FCA makes key sustainability and technology hires

    Press Releases Published: 19/04/2021 Last modified: 19/04/2021
    We have appointed Sacha Sadan as Director of Environment Social and Governance.

  3. Second consultation on new prudential regime for UK investment firms

    News stories Published: 19/04/2021 Last modified: 19/04/2021
    The IFPR introduces a new prudential regime for MiFID investment firms regulated by the FCA. It will create a single, proportionate regime that reflects firms’ size and business.

  4. FCA sets out broad approach to assessing LCF Complaints

    Statements Published: 18/04/2021 Last modified: 15/03/2022
    We set out our broad approach to assessing London Capital & Finance (LCF) complaints.

  5. FCA stops FXVC offering CFDs to UK customers

    Press Releases Published: 16/04/2021 Last modified: 07/07/2021
    The FCA has acted to stop a Cypriot based firm, Finteractive Limited (trading as FXVC), from offering high risk contracts for difference (CFDs) to UK investors

  6. Business Loan Network Limited enters administration

    News stories Published: 16/04/2021 Last modified: 16/04/2021
    On 15 April 2021, the Directors of Business Loan Network Limited, a regulated Peer-to Peer (P2P) firm, received court approval to place the firm into administration.

  7. FCA bans and fines financial adviser £68,300 for lacking honesty and integrity

    Press Releases Published: 15/04/2021 Last modified: 15/04/2021
    The FCA has banned Simon Varley from working in financial services and fined him £68,300 for knowingly performing a controlled function without approval.

  8. Financial Stability Board publishes Peer Review of UK remuneration regime

    Statements Published: 14/04/2021 Last modified: 14/04/2021
    A joint statement with the PRA welcoming the Financial Stability Board’s (FSB) Peer Review of the UK’s compensation regime.

  9. Post-Brexit changes for some consumer credit firms from 1 June 2021

    Statements Published: 13/04/2021 Last modified: 13/04/2021
    We are reminding firms about changes certain consumer credit firms will have to make to pre-contract consumer credit information forms.

  10. Future consultation on strengthening investor protections in Special Purpose Acquisition Companies (SPACs)

    Statements Published: 31/03/2021 Last modified: 31/03/2021
    We confirm that we will be consulting shortly on amendments to our Listing Rules and related guidance to strengthen protections for investors in Special Purpose Acquisition Companies (SPACs).