Showing 111 to 120 of 1901 search results.

111. The Joint Regulatory Oversight Committee welcomes OBL’s submission of two data collection frameworks

     News stories Published: 18/10/2023 Last modified: 18/10/2023
     Open Banking Limited (OBL) has published two data collection frameworks. One for levelling up API availability and performance in open banking and the second for mitigating risk of financial crime.

112. Financial watchdog fines Equifax Ltd £11 million for role in one of the largest cyber security breaches in history

     Press Releases Published: 13/10/2023 Last modified: 17/10/2023
     FCA fines Equifax £11,164,400 for failing to manage and monitor the security of UK consumer data it had outsourced to its parent company based in the US.

113. Blankstone Sington Limited (BSL) enters special administration

     News stories Published: 13/10/2023 Last modified: 13/10/2023
     On 13/10/23, Blankstone Sington Limited entered special administration following a Court Order under the Investment Bank Special Administration Regulations 2011. Andrew Poxon, Alex Cadwallader and Hilary Pascoe of Leonard Curtis were appointed joint

114. Restrictions placed on IBP Markets Limited and the Firm enters special administration

     News stories Published: 13/10/2023 Last modified: 05/06/2024
     We have imposed a number of restrictions on IBP Markets Limited, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm.

115. FCA decides to fine and ban James Staley

     Press Releases Published: 12/10/2023 Last modified: 12/10/2023
     Mr Staley has referred his Decision Notice to the Upper Tribunal where he will present his case.

116. FCA censures London Capital & Finance plc

     Press Releases Published: 11/10/2023 Last modified: 11/10/2023
     The Financial Conduct Authority (FCA) has censured London Capital & Finance (LCF) for its unfair and misleading financial promotions of minibonds.

117. FCA welcomes the launch of the Transition Plan Taskforce Disclosure Framework

     News stories Published: 09/10/2023 Last modified: 09/10/2023
     Today, the FCA welcomes the publication of the Transition Plan Taskforce (TPT) Disclosure Framework.

118. FCA places restrictions on London Court Ltd

     News stories Published: 06/10/2023 Last modified: 20/10/2023
     On 22 August 2023, the FCA imposed restrictions on London Court Limited for failings relating to the 'My Investment Hub' platform.

119. Wellington Court Financial Services Ltd has temporary permissions removed

     News stories Published: 06/10/2023 Last modified: 06/10/2023
     Wellington Court Financial Services Limited has had its temporary permissions revoked.

120. FCA bans Simon Hughes for failures in advice given to British Steel Pension Scheme Members

     Press Releases Published: 03/10/2023 Last modified: 03/10/2023
     The FCA has banned Simon Hughes of S&M Hughes Limited (in liquidation) from advising customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm.