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  1. MiFID II: applications received after 3 July 2017

    News stories Published: 25/07/2017 Last modified: 25/07/2017
    MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK.
  2. FCA to consult on new rules for current account providers to publish information on service and performance

    Press Releases Published: 25/07/2017 Last modified: 25/07/2017
    The Financial Conduct Authority (FCA) has today launched proposals to help customers make effective comparisons of the service levels available for personal current accounts and business current accounts.
  3. FCA secures £350,000 confiscation order against convicted insider dealer

    Press Releases Published: 24/07/2017 Last modified: 24/07/2017
    Today, Her Honour Judge Korner CMG QC sitting at Southwark Crown Court made a confiscation order in the sum of £350,000 against Damian Clarke, a convicted insider dealer. The order must be paid within 3 months or Mr Clarke will face a further 3
  4. FCA seeks views regarding the Office for Professional Body Anti-Money Laundering Supervision

    Press Releases Published: 24/07/2017 Last modified: 24/07/2017
    The Financial Conduct Authority (FCA) has launched a consultation regarding the government-proposed Office for Professional Body AML Supervision (OPBAS).
  5. General insurance events announced for Live & Local regional programme

    News stories Published: 20/07/2017 Last modified: 25/07/2017
    Following the release of retail investment events for the Live & Local regional programme, we are now announcing details of the first set of general insurance events taking place from September to December across the UK.
  6. Non-bank payment service providers to gain access to settlement accounts at the Bank of England

    News stories Published: 19/07/2017 Last modified: 19/07/2017
    The Bank of England is extending access to settlement accounts in its real-time gross settlement (RTGS) system to non-bank payment service providers, enabling direct access to the UK’s sterling payment systems. In doing so, the Bank of England
  7. FCA sets out scope of Investment Platforms Market Study

    Press Releases Published: 17/07/2017 Last modified: 11/04/2024
    The FCA has published the Terms of Reference for its Investment Platforms Market Study.
  8. FCA fines compliance oversight officer for pension transfer failings

    Press Releases Published: 14/07/2017 Last modified: 14/07/2017
    The Financial Conduct Authority (FCA) has today fined David Watters £75,000 for failing to exercise due skill, care and diligence in his role as compliance oversight officer, firstly at FGS McClure Watters (FGS) and then Lanyon Astor Buller Ltd (LAB
  9. FCA proposes new premium listing category for sovereign-controlled companies

    Press Releases Published: 13/07/2017 Last modified: 13/07/2017
    The Financial Conduct Authority (FCA) has today launched a consultation on proposals to create a new category within its premium listing regime to cater for companies controlled by a shareholder that is a sovereign country.
  10. FCA publishes interim findings of study into retirement income market

    Press Releases Published: 12/07/2017 Last modified: 12/07/2017
    The Financial Conduct Authority (FCA) has today published the interim findings of the Retirement Outcomes Review. Launched in July 2016, this is the first major comprehensive study into how the retirement income market is changing since the pension