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  1. New website for the FCA

    News stories Published: 02/09/2016 Last modified: 06/09/2016
    The new website for the FCA is now live at fca.org.uk

  2. The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator

    Press Releases Published: 01/09/2016 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to the regulator when asked about her qualification

  3. Cenkos Securities fined for failure to maintain the high standards required of a firm providing Sponsor Services

    Press Releases Published: 09/08/2016 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today fined Cenkos Securities plc (Cenkos) £530,500 for failures in its sponsor services business.  Cenkos failed to have appropriate systems and controls in place across its sponsor services business, and,

  4. FCA provides update on PPI

    Press Releases Published: 02/08/2016 Last modified: 26/06/2019
    FCA provides update on PPI. Press Releases First published:. 02/08/2016. Last updated: 26/06/2019. FCA provides update on PPI. The Financial Conduct Authority (FCA) has today confirmed that it believes that, overall, the package of proposals on

  5. Investment advisers’ and authorised firms’ responsibilities when accepting business from unauthorised introducers or lead generators

    News stories Published: 02/08/2016 Last modified: 12/03/2024
    This alert highlights some of the risks arising from authorised firms accepting business from unauthorised introducers/lead generators and other authorised firms.

  6. FCA publishes second consultation paper on the Markets in Financial Instruments Directive II implementation

    Press Releases Published: 29/07/2016 Last modified: 29/07/2016
    FCA publishes second consultation paper on the Markets in Financial Instruments Directive II implementation. Press Releases First published:. 29/07/2016. Last updated: 29/07/2016. Share page. FCA publishes second consultation paper on the Markets

  7. FX remediation programme: our next steps

    News stories Published: 28/07/2016 Last modified: 28/07/2016
    We launched a remediation programme in 2014 to ensure UK foreign exchange (FX) firms addressed the root causes of failings and to drive up standards across the market. Find out how firms should respond to our findings and our next steps.

  8. FCA publishes final findings of credit card market study

    Press Releases Published: 26/07/2016 Last modified: 26/07/2016
    FCA publishes final findings of credit card market study. Press Releases First published:. 26/07/2016. Last updated: 26/07/2016. Share page. FCA publishes final findings of credit card market study. The Financial Conduct Authority (FCA) has today

  9. UK establishes FinTech Bridge with the Republic of Korea

    Press Releases Published: 22/07/2016 Last modified: 22/07/2016
    UK establishes FinTech Bridge with the Republic of Korea. Press Releases First published:. 22/07/2016. Last updated: 22/07/2016. Share page. UK establishes FinTech Bridge with the Republic of Korea. New FinTech Bridge will support international

  10. FCA finds failings in the oversight of appointed representatives in the general insurance sector

    Press Releases Published: 22/07/2016 Last modified: 22/07/2016
    FCA finds failings in the oversight of appointed representatives in the general insurance sector. Press Releases First published:. 22/07/2016. Last updated: 22/07/2016. Share page. FCA finds failings in the oversight of appointed representatives in