News

  1. News
  2. News search results
Filter results
Filter by year
Sort by:

Search results

News stories Press releases Clear all filters

Showing 1351 to 1360 of 1902 search results.

  1. The FCA bans Keydata’s former compliance officer, Peter Johnson

    Press Releases Published: 19/05/2016 Last modified: 19/05/2016
    The FCA bans Keydata’s former compliance officer, Peter Johnson. Press Releases First published:. 19/05/2016. Last updated: 19/05/2016. Share page. The FCA bans Keydata’s former compliance officer, Peter Johnson. The Financial Conduct Authority

  2. Recovery plans – initial observations

    News stories Published: 19/05/2016 Last modified: 19/05/2016
    Recovery plans – initial observations. News stories First published:. 19/05/2016. Last updated: 19/05/2016. Recovery plans – initial observations. We recently assessed the compliance of firms’ recovery plans with the Recovery and Resolution

  3. FCA reviews find mortgage firms lending responsibly but scope for improvement on competition

    Press Releases Published: 16/05/2016 Last modified: 09/11/2016
    FCA reviews find mortgage firms lending responsibly but scope for improvement on competition. Press Releases First published:. 16/05/2016. Last updated: 09/11/2016. Share page. FCA reviews find mortgage firms lending responsibly but scope for

  4. FCA fines and bans financial adviser for insider dealing

    Press Releases Published: 13/05/2016 Last modified: 13/05/2016
    FCA fines and bans financial adviser for insider dealing. Press Releases First published:. 13/05/2016. Last updated: 13/05/2016. Share page. FCA fines and bans financial adviser for insider dealing. The Financial Conduct Authority (FCA) has today

  5. Insider dealers sentenced in Operation Tabernula trial

    Press Releases Published: 11/05/2016 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA), Martyn Dodgson, a senior investment banker, and Andrew Hind, a Chartered Accountant, have today been sentenced at Southwark Crown Court to 4.5 years and 3.5 years imprisonment.

  6. Financial Conduct Authority’s regulatory sandbox opens to applications

    Press Releases Published: 09/05/2016 Last modified: 09/05/2016
    Financial Conduct Authority’s regulatory sandbox opens to applications. Press Releases First published:. 09/05/2016. Last updated: 09/05/2016. Share page. Financial Conduct Authority’s regulatory sandbox opens to applications. The Financial

  7. Two convicted of insider dealing in Operation Tabernula trial

    Press Releases Published: 08/05/2016 Last modified: 05/04/2023
    In a case brought by the FCA and following a three-month trial at Southwark Crown Court, two defendants – a senior investment banker and a Chartered Accountant – have been convicted of conspiring to insider deal.

  8. 15 month suspended sentence for director of debt management firm

    News stories Published: 28/04/2016 Last modified: 28/04/2016
    15 month suspended sentence for director of debt management firm. News stories First published:. 28/04/2016. Last updated: 28/04/2016. 15 month suspended sentence for director of debt management firm. A director of three debt management firms has

  9. FCA proposes measures to improve the effectiveness of UK primary listed debt markets

    Press Releases Published: 27/04/2016 Last modified: 27/04/2016
    FCA proposes measures to improve the effectiveness of UK primary listed debt markets. Press Releases First published:. 27/04/2016. Last updated: 27/04/2016. Share page. FCA proposes measures to improve the effectiveness of UK primary listed debt

  10. Asset Land - Information for investors

    News stories Published: 26/04/2016 Last modified: 15/10/2019
    The Asset Land companies and their directors promoted and operated collective investment schemes (CIS) without FCA authorisation