Showing 1431 to 1440 of 1902 search results.

1431. FCA fines and bans former Investment Analyst at Aviva Investors

      Press Releases Published: 17/11/2015 Last modified: 03/09/2016
      FCA fines and bans former Investment Analyst at Aviva Investors. Press Releases First published:. 17/11/2015. Last updated: 03/09/2016. Share page. FCA fines and bans former Investment Analyst at Aviva Investors. The Financial Conduct Authority (FCA

1432. The FCA asks for views on changes it plans to make to its rules and guidance as a result of the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements

      Press Releases Published: 12/11/2015 Last modified: 04/02/2016
      The FCA asks for views on changes it plans to make to its rules and guidance as a result of the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements. Press Releases First published:.

1433. Financial Conduct Authority‘s Project Innovate celebrates first anniversary with plans for ‘regulatory sandbox’

      Press Releases Published: 10/11/2015 Last modified: 10/11/2015
      Financial Conduct Authority‘s Project Innovate celebrates first anniversary with plans for ‘regulatory sandbox’. Press Releases First published:. 10/11/2015. Last updated: 10/11/2015. Share page. Financial Conduct Authority‘s Project

1434. Competition and Asset Management Conference overview

      News stories Published: 06/11/2015 Last modified: 17/11/2015
      Last week the FCA and Said Business School jointly hosted a two-day conference to explore a range of questions that are of interest to regulators, academics and practitioners.

1435. FCA consults on Market Abuse Regulation policy proposals and Handbook changes

      Press Releases Published: 05/11/2015 Last modified: 05/11/2015
      FCA consults on Market Abuse Regulation policy proposals and Handbook changes. Press Releases First published:. 05/11/2015. Last updated: 05/11/2015. Share page. FCA consults on Market Abuse Regulation policy proposals and Handbook changes. The

1436. Almost 4,000 customers due redress totalling £1.7 million from payday firm CashEuroNet, says FCA

      Press Releases Published: 04/11/2015 Last modified: 04/11/2015
      Almost 4,000 customers due redress totalling £1.7 million from payday firm CashEuroNet, says FCA. Press Releases First published:. 04/11/2015. Last updated: 04/11/2015. Share page. Almost 4,000 customers due redress totalling £1.7 million from

1437. Credit card competition working fairly well but concern for customers in long-term debt

      Press Releases Published: 03/11/2015 Last modified: 26/10/2020
      The FCA has published its interim report into the credit card market, including its early thinking into potential remedies.

1438. MiFID II wholesale firms conference 2015

      News stories Published: 30/10/2015 Last modified: 11/11/2015
      MiFID II wholesale firms conference 2015. News stories First published:. 30/10/2015. Last updated: 11/11/2015. Share page. MiFID II wholesale firms conference 2015. On 19 October we were joined by over 550 delegates from a wide range of investment

1439. FCA to consult on additional standards for price comparison websites displaying payday loans

      Press Releases Published: 28/10/2015 Last modified: 28/10/2015
      FCA to consult on additional standards for price comparison websites displaying payday loans. Press Releases First published:. 28/10/2015. Last updated: 28/10/2015. Share page. FCA to consult on additional standards for price comparison websites

1440. FCA bans Magnus Michael Peterson from the financial services industry

      Press Releases Published: 26/10/2015 Last modified: 21/11/2016
      FCA bans Magnus Michael Peterson from the financial services industry. Press Releases First published:. 26/10/2015. Last updated: 21/11/2016. Share page. FCA bans Magnus Michael Peterson from the financial services industry. The Financial Conduct